Rule · SEC · 7 Jun 2011 · 2011-13976
The Commodity Futures Trading Commission and the Securities and Exchange Commission correct an incorrect Regulatory Information Number (RIN) and an incorrect authority citation in a document published in the Federal Register on May 23, 2011. The correction updates the Securities and Exchange Commission’s RIN to the value listed in the header and amends the authority citation for the Commodity Futures Trading Commission to include specific sections of Title 7 of the United States Code. This administrative correction applies to the joint proposed rules and interpretations regarding the definition of swaps, security-based swaps, and security-based swap agreements.
COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 1 RIN 3038–AD46 SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 [Release No. 33–9204A; 34–64372A; File No. S7–16–11] RIN 3235–AK65 Further Definition of ‘‘Swap,’’ ‘‘SecurityBased Swap,’’ and ‘‘Security-Based Swap Agreement’’; Mixed Swaps; Security-Based Swap Agreement Recordkeeping AGENCY: Commodity Futures Trading Commission; Securities and Exchange Commission. ACTION: Joint proposed rules; proposed interpretations; correction. SUMMARY: The Commodity Futures Trading Commission and the Securities and Exchange Commission published a document in the Federal Register of May 23, 2011 that referenced an incorrect RIN and an incorrect cite in an authority citation. This correction is being published to correct both the RIN and the authority citation. FOR FURTHER INFORMATION CONTACT: CFTC: Julian E. Hammar, Assistant General Counsel, at 202–418–5118, jhammar@cftc.gov, Mark Fajfar, Assistant General Counsel, at 202–418– 6636, mfajfar@cftc.gov, or David E. Aron, Counsel, at 202–418–6621, daron@cftc.gov, Office of General Counsel, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581; SEC: Matthew A. Daigler, Senior Special Counsel, at 202–551–5578, Cristie L. March, Attorney-Adviser, at 202–551–5574, or Leah M. Drennan, Attorney-Adviser, at 202–551–5507, Division of Trading and Markets, or Michael J. Reedich, Special Counsel, or Tamara Brightwell, Senior Special Counsel to the Director, at 202–551– 3500, Division of Corporation Finance, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549–7010. Correction In the Federal Register of May 23, 2011, in FR Doc. 2011–11008, on page 29818, in the 10th line of the first column, the Security and Exchange Commission’s RIN is corrected to read as noted above. In the Federal Register of May 23, 2011, in FR Doc. 2011–11008, on page 29888, the authority citation in the second column reads as follows: Authority: 7 U.S.C. 1a, 2, 5, 6, 6a, 6b, 6c, 6d, 6e, 6f, 6g, 6h, 6i, 6j, 6k, 6l, 6m, 6n, 6o, 6p, 6r, 7, 7a, 7b, 8, 9, 10, 12, 12a, 12c, 13a, 13a–1, 16, 16a, 21, 23, and 24. Commodity Futures Trading Commission. David A. Stawick, Secretary. Securities and Exchange Commission. Dated: June 1, 2011. Elizabeth M. Murphy, Secretary. [FR Doc. 2011–13976 Filed 6–6–11; 8:45 am] BILLING CODE 6351–01–P; 8011–01–P
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