Regulatory Alerts2017-10-30 | 2017-23507Added
Covered Securities Pursuant to Section 18 of the Securities Act of 1933
The Securities and Exchange Commission adopted an amendment to Rule 146 under the Securities Act of 1933 to designate securities listed or authorized for listing on Investors Exchange LLC as covered securities. This designation exempts these securities from state law registration requirements by determining that IEX's listing standards are substantially similar to those of the Named Markets. The Commission also updated Rule 146 to reflect recent name changes of several national securities exchanges referenced in the regulation.
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