Regulatory Alerts2020-01-08 | 2019-28075Added · Updated
Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants
The Commodity Futures Trading Commission proposes rules to define the cross-border application of registration thresholds and specific requirements for swap dealers and major swap participants under the Commodity Exchange Act. The proposal establishes a risk-based framework that considers international comity and significant risks to the U.S. financial system while introducing a formal process for comparability determinations and substituted compliance. This action withdraws the 2016 proposal to align regulations with current global market structures and mitigate market fragmentation.
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