Rule · SEC · 11 Jul 2022 · 2022-14683
The Securities and Exchange Commission issued a final rule correction to amend 17 CFR 270.0-2 regarding the electronic submission of applications for orders under the Investment Company Act. This technical amendment corrects a sentence reference in Instruction 12.b. of the Adopting Release published on June 30, 2022, by removing the sixth sentence in paragraph (b). The correction becomes effective on August 29, 2022.
SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 270 [Release Nos. 34–95148A; IA–6056A; IC– 34635A; File No. S7–15–21] RIN 3235–AM97 Electronic Submission of Applications for Orders Under the Advisers Act and the Investment Company Act, Confidential Treatment Requests for Filings on Form 13F, and Form ADV– NR; Amendments to Form 13F AGENCY: Securities and Exchange Commission. ACTION: Final rule; correction. SUMMARY: This document makes a technical correction to an amendment concerning the electronic submission of applications for orders under the Investment Company Act, as adopted in Release No. 34–95148 (June 23, 2022) (‘‘Adopting Release’’), which was published in the Federal Register on June 30, 2022. DATES: Effective August 29, 2022. FOR FURTHER INFORMATION CONTACT: Zeena Abdul-Rahman, Branch Chief; Sara Cortes, Senior Special Counsel; or Brian McLaughlin Johnson, Assistant Director, at (202) 551–6792, Investment Company Regulation Office, Division of Investment Management; or Alexis Palascak, Senior Counsel at (202) 551– 6787 or IArules@sec.gov, Investment Adviser Regulation Office, Division of Investment Management, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549–8549. SUPPLEMENTARY INFORMATION: We are making a technical amendment to correct § 270.0–2. Specifically, this document amends Instruction 12.b. published in the Adopting Release to correct a sentence reference. In document FR doc. 2022–13936, which was published in the Federal Register on June 30, 2022, at 87 FR 38943, the following correction is made: § 270.0–2 [Corrected]
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“This document makes a technical correction to an amendment concerning the electronic submission of applications for orders under the Investment Company Act, as adopted in Release No. 34–95148 (June 23, 2022)”
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