Regulatory Alerts2021-01-07 | 2020-26527Added · Updated
Exemption From Derivatives Clearing Organization Registration
The Commodity Futures Trading Commission adopted final rules establishing policies and procedures for granting exemptions from registration as a derivatives clearing organization. The Commission codified existing practices by requiring exempt entities to observe global standards and maintain good regulatory standing in their home jurisdictions. While permitting exempt DCOs to clear proprietary positions for U.S. persons, the Commission declined to allow customer clearing at this time.
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