Regulatory Alerts2017-02-28 | 2017-03848Added · Updated
Exemptions To Facilitate Intrastate and Regional Securities Offerings
The Securities and Exchange Commission issued a final rule and technical correction to amend Rule 504 of Regulation D under the Securities Act of 1933. This action rectifies an inadvertent omission of the word 'or' from the last sentence of the rule regarding the calculation of aggregate offering prices. The correction became effective on February 28, 2017, ensuring the regulatory text accurately reflects the intended limitations on securities offerings not exceeding $5,000,000.
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