2024-08-19 | Election Notice - 8/19/2024

Added · Updated

FINRA Announces Nomination Process to Fill Upcoming Vacancy on the National Adjudicatory Council

FINRA requires candidates for the National Adjudicatory Council vacancy to complete the Candidate Profile Form, providing personal details, firm information, and a factual biography of up to 500 words. Applicants must submit the completed document via email to CorporateSecretary@finra.org.

Financial Industry Regulatory Authority logo

United States

Financial Industry Regulatory Authority

Click to view thumbnail

Attachment A Candidate Profile Form: NAC Election for a Small Firm NAC Member Name: Date: (As you would like it to appear on official correspondence) Current Registration Title: Firm Name: Firm CRD#: Individual CRD #: Address Street Address: Suite/Floor: City: State: Email: Phone: Provide a brief biography or summary of your qualifications to serve as a NAC member. The biography should contain only factual information, such as employment experience, service on other industry-related boards and committees, education credentials, etc. (The biography should be no more than 500 words.) Please complete all sections and email this document to CorporateSecretary@finra.org.