Regulatory Alerts2024-07-01 | Information Notice - 7/1/24Added · Updated
FINRA Information Notice on the Role of the Cross-Market Regulation Working Group
FINRA issued an Information Notice on July 1, 2024, to remind members of the role of the Cross-Market Regulation Working Group (CMRWG) established under the U.S. Subgroup of the Intermarket Surveillance Group. The notice directs members to review the attached ISG CMRWG Regulatory Memorandum 2024-01 regarding efforts to reduce unnecessary regulatory duplication. Questions concerning the notice should be directed to CMRWG@finra.org.
Information Notice - 7/1/24
Published Date:
FINRA is issuing this Information Notice to remind members of the role of the Cross-Market Regulation Working Group (CMRWG), which was established under the U.S. Subgroup of the Intermarket Surveillance Group (ISG), to focus on ways to reduce unnecessary regulatory duplication. Please see the attached ISG CMRWG Regulatory Memorandum 2024-01 (“Notice”) that was issued by the Participants of the ISG CMRWG. Questions concerning this Notice should be directed to CMRWG@finra.org.