Regulatory Alerts2026-08-03 | Information Notice 8/3/26Added · Updated
FINRA Reminds Registered Persons and Firms of Continuing Education Requirements
FINRA requires all registered persons to complete their 2026 Regulatory Element training assignments by December 31, 2026, with failure to meet this deadline resulting in automatic designation as CE inactive. Firms must maintain an annual Firm Element written training plan that considers the firm's size, structure, and business activities, and may utilize the optional Financial Learning Experience (FLEX) catalog or set earlier internal completion deadlines via FINRA Gateway. The notice also outlines available resources, including automated notification settings, monitoring tools, and guidance documents from the CE Council to assist with compliance and training plan development.
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