Rule · SEC · 7 Apr 2023 · C1-2022-27675
The Securities and Exchange Commission issued a correction to its previously published rule on insider trading policies and related disclosures. This document updates the Exhibit Table in 17 CFR Part 229.601 to accurately reflect the requirement for companies to file insider trading policies and procedures as an exhibit. The correction ensures that the regulatory filing requirements for various Securities Act and Exchange Act forms are correctly specified.
SECURITIES AND EXCHANGE
COMMISSION
17 CFR Parts 229, 232, 240, and 249
[Release Nos. 33–11138; 34–96492; File No.
S7–20–21]
RIN 3235–AM86
Insider Trading Arrangements and
Related Disclosures
Correction
In rule document 2022–27675, appearing on pages 80362–80432 in the issue of Thursday, December 29, 2022, make the following correction:
§ 229.601 [Corrected]
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“In rule document 2022-27675, appearing on pages 80362-80432 in the issue of Thursday, December 29, 2022, make the following correction”
This document amends: Insider Trading Arrangements and Related Disclosures
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