Regulatory Alerts2025-03-20 | 2025-04705Added
Investment Company Names; Extension of Compliance Date
The Securities and Exchange Commission extends the compliance dates for 2023 amendments to the Investment Company Names rule to June 11, 2026 for fund groups with $1 billion or more in net assets and December 11, 2026 for smaller groups. This six-month extension addresses implementation challenges faced by funds and service providers, including delays in developing technological systems and recordkeeping processes required by the rule. The Commission also modifies the operation of the compliance dates to allow funds to align their compliance with annual disclosure and reporting obligations tied to their fiscal year-end.
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