Regulatory Alerts2019-08-09 | C1-2019-12164Added · Updated
Regulation Best Interest: The Broker-Dealer Standard of Conduct Correction
The Securities and Exchange Commission issued a correction to its previously published Regulation Best Interest rule document. The correction fixes typographical errors in the citation of section 240.15l-1 on page 33491 of the July 12, 2019 Federal Register issue. This administrative update ensures the accurate referencing of the broker-dealer standard of conduct provisions.
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