RegAlertRule · SEC · 9 Aug 2019 · C1-2019-12164
Regulation Best Interest: The Broker-Dealer Standard of Conduct Correction
The Securities and Exchange Commission issued a correction to its previously published Regulation Best Interest rule document. The correction fixes typographical errors in the citation of section 240.15l-1 on page 33491 of the July 12, 2019 Federal Register issue. This administrative update ensures the accurate referencing of the broker-dealer standard of conduct provisions.
SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 [Release No. 34–86031; File No. S7–07–18] RIN 3235–AM35 Regulation Best Interest: The BrokerDealer Standard of Conduct Correction In rule document 2019–12164, appearing on pages 33318 through 33492, in the issue of Friday, July 12, 2019 make the following corrections:
- On page 33491, in the center
column, on the tenth line, ‘‘240.15l–1’’ should read, ‘‘240.15l–1’’. - On the same page, in the same
column, on the eleventh line, ‘‘240.15l– 1’’ should read, ‘‘240.15l–1’’. [FR Doc. C1–2019–12164 Filed 8–8–19; 8:45 am] BILLING CODE 1300–01–D
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