Rule · SEC · 30 Dec 2015 · 2015-32646

Regulation Systems Compliance and Integrity; Correction

The Securities and Exchange Commission makes a technical correction to Regulation SCI and conforming amendments to Regulation ATS under the Securities Exchange Act of 1934. The amendment revises the definition of SCI alternative trading system in 17 CFR 242.1000 by changing the phrase 'until six months after satisfying any of paragraphs (a) or (b) of this section' to 'until six months after satisfying any of paragraphs (1) or (2) of this definition'. This correction applies to certain self-regulatory organizations, alternative trading systems, plan processors, and exempt clearing agencies collectively known as SCI entities. The correction becomes effective on December 30, 2015.

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Securities Exchange Act of 19341934 · US-LAWSecurities Exchange Act of 1934 (1934-06-06)Regulation Systems Complianceand Integrity; Correction2015-12-30 · this documentRegulation Systems Compliance and Integrity; Correction (2015-12-30)
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  • “Regulation Systems Compliance and Integrity (‘‘Regulation SCI’’) under the Securities Exchange Act of 1934 (‘‘Exchange Act’')”

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