Removal of Certain References to Credit Ratings Under the Securities Exchange Act of 1934 — SEC — US

This section of the FEDERAL REGISTER contains regulatory documents having general applicability and legal effect, most of which are keyed to and codified in the Code of Federal Regulations, which is published under 50 titles pursuant to 44 U.S.C. 1510. The Code of Federal Regulations is sold by the Superintendent of Documents. Prices of new books are listed in the first FEDERAL REGISTER issue of each week. Rules and Regulations Federal Register 38451 Vol. 79, No. 130 Tuesday, July 8, 2014 1Public Law 111–203, 124 Stat. 1376 (2010). 2See Section 939A of the Dodd-Frank Act. 3A ‘‘haircut’’ in the context of Treasury’s liquid capital rule refers to a deduction in the market value of securities or other instruments held by a government securities broker or dealer as part of net worth for calculating its liquid capital. SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 249 [Release No. 34–71194A; File No. S7–15– 11] RIN 3235–AL14 Removal of Certain References to Credit Ratings Under the Securities Exchange Act of 1934 AGENCY: Securities and Exchange Commission. ACTION: Final rule; correction. SUMMARY: The Securities and Exchange Commission published a document in the Federal Register of January 8, 2014 that contained an incorrect instruction. This correction is being published to correct instruction 5.b in that document. DATES: Effective July 7, 2014. FOR FURTHER INFORMATION CONTACT:
Carrie A. O’Brien, Special Counsel, at (202) 551–5640; Office of Financial Responsibility (Net Capital, Customer Protection, and Books and Records Requirements). SUPPLEMENTARY INFORMATION:
§ 240.15c3–1a [Corrected] In the Federal Register of January 8, 2014, in FR Doc. 2013–31426, on page 1549, in the 14th line of the third column, Instruction 5.b. is corrected to read as follows:

b. Removing paragraphs (c)(4)(vi)(A)
through (c)(4)(vi)(D);
Dated: July 2, 2014.
Lynn M. Powalski,
Deputy Secretary.
[FR Doc. 2014–15841 Filed 7–7–14; 8:45 am] BILLING CODE 8011–01–P

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Amends

Regulation dated 2014-01-08Not in RegAlert
“The Securities and Exchange Commission published a document in the Federal Register of January 8, 2014 that contained an incorrect instruction.”

Issued under

Law of 2010Not in RegAlert
“See Section 939A of the Dodd-Frank Act.”