Regulatory Alerts2022-03-02 | 2022-04384Added
Reopening of Comment Period for Reporting of Securities Loans
The Securities and Exchange Commission has reopened the comment period for its proposed Rule 10c-1 regarding the reporting of securities loans. This action allows stakeholders to provide feedback on how the proposed short sale disclosure rule, Rule 13f-2, might impact the securities lending reporting framework. The Commission requests that all comments be submitted by April 1, 2022, to ensure consideration of these potential effects before finalizing the rule.
Topics
Share