Regulatory Alerts2022-03-02 | 2022-04384Added · Updated
Reopening of Comment Period for Reporting of Securities Loans
The Securities and Exchange Commission has reopened the comment period for its proposed Rule 10c-1 regarding the reporting of securities loans. This action allows stakeholders to provide feedback on how the proposed short sale disclosure rule, Rule 13f-2, might impact the securities lending reporting framework. The Commission requests that all comments be submitted by April 1, 2022, to ensure consideration of these potential effects before finalizing the rule.
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