RegAlert2006-09-06
Added · Updated
SEC Division of Corporation Finance no-action letter: CurrencyShares Swedish Krona Trust
Rydex Specialized Products LLC, as Sponsor of the CurrencyShares Swedish Krona Trust, requests no-action relief from the certification requirements of Exchange Act Rules 13a-14(a) and 15d-14(a) and Item 601(b)(31) of Regulation S-K. The Sponsor seeks confirmation that the Staff will not recommend enforcement action if certifications filed with the Trust's periodic reports, signed by the Sponsor's CEO and CFO, deviate from the standard form prescribed by Item 601(b)(31). This request addresses the specific structural arrangement where the Trust is a passive grantor trust with no employees, and the Sponsor's officers provide certifications based on information furnished by the Trustee and Depository rather than direct internal control knowledge.
SEC published 7 documents in the last 30 days — get each new one by email the day it lands.
a
FOLEY
FOLEY & LARDNER LLP
FOLEY & LARDNER LLP
ATTORNEYS AT LAW
VIA E-MAIL wwwfoleycom
CLIENT/MATTER NUMBER
058081-0107
September 6,2006
Securities Exchange Act of 1934
Rules 13a-14(a) and 15d-14(a) and
Item 601(b)(31) of Regulation S-K
Securities and Exchange Commission
100 F Street, N.E.
Washington, D.C. 20549
Re: Rydex Specialized Products LLC dlbla "Rydex Investments", Sponsor of
CurrencyShares Swedish Krona Trust (File No. 333-132366); Certification Rules for
Read the rest free, and get an email when SEC publishes again
Lineage: In force
Source: Securities and Exchange Commission — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
More like this from SEC
SEC published 7 documents in the last 30 days. We email you each new one the day it's published.