1940-08-22

Added 2026-09-23

Investment Company Act of 1940

US Federal

Congress of the United States

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Baer2001 SEC Division of Investment Management staff letter: Current Income Shares, Inc.2001 SEC Division of Investment Management staff letter: Nationwide Life Insurance Company2001 SEC Division of Investment Management staff letter: ING Mutual Funds Management Co. LLC, ING Funds Distributor Inc. and Reich & Tang Distributors, Inc2001 CFTC No-Action Letter 00-108: U.K. Electronic Trading Platform for Physical Commodity Swaps2000 CFTC Staff Letter 00-96: No-Action Position on CPO and CTA Registration for Offshore Fund Management Company and Adviser2000 CFTC Staff Letter 00-83: Confirmation of Continued Effectiveness of Prior CPO and CTA No-Action Positions for Puerto Rico Funds Following Manager Substitution2000 CFTC Staff Letter 00-28: Exemption for CPO Employee Investment in Rule 4.7 Exempt Pool2000 CFTC Staff Letter 99-04: Confirmation of Continued CTA Registration Exemption Under Rule 4.14(a)(8)1998 SEC Division of Investment Management staff letter: Lamp Technologies, Inc.1998 CFTC Staff Letter 98-20: No-Action Position on CPO Registration and Rule 4.7(a) Exemptions1998 SEC Division of Investment Management staff letter: Depository Clearing Company1997 CFTC Staff Letter 97-88: No-Action Relief from CTA Registration for Subadvisor to Canadian Funds1997 CFTC Staff Letter 97-82: No-Action Relief from CPO and CTA Registration for Trust Investment Manager and Trustee1997 SEC Division of Investment Management staff letter: Bradley A. 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