RegAlert1993-05-19
Added · Updated
SEC Division of Investment Management staff letter: Malaysian Central Depository Sdn. Bhd.
The Division of Investment Management will not recommend enforcement action under Section 17(f) of the Investment Company Act of 1940 or Rule 17f-5 if the Malaysian Central Depository Sdn. Bhd. acts as an eligible foreign custodian for securities listed on the Kuala Lumpur Stock Exchange. This position applies because the MCD operates the central system for handling securities or equivalent book-entries in Malaysia, with no overlap between securities handled by the MCD and those handled by Bank Negara Malaysia. The MCD is subject to supervisory and regulatory control by the Malaysian government, including the Securities Commission and the Ministry of Finance.
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Our Ref. No. 92-728-CC
Malaysian Central
RESPONSE OF THE OFFICE OF CHIEF COUNSEL Depository Sdn. Bhd.
DIVISION OF INVESTMENT MAAGEMENT
File No. 132-3
Your letter dated December 10, 1992, as supplemented by your
letters dated January 25, 1993, March 19, 1993, April 13, 1993,
and April 28, 1993, and supporting materials, requests our
assurance that the Malaysian Central Depository Sdn. Bhd. ("MCD")
qualifies as an "eligible foreign custodian" pursuant to
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Source: Securities and Exchange Commission — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
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