RegAlert2006-11-14
Added · Updated
SEC Division of Corporation Finance no-action letter: iShares GSCI Commodity-Indexed Trust and iShares GSCI Commodity-Indexed Investing Pool LLC
The Securities and Exchange Commission staff will not recommend enforcement action if Barclays Global Investors International, Inc. signs the certifications required by Exchange Act Rules 13a-14(a) and 15d-14(a) for the iShares GSCI Commodity-Indexed Trust and iShares GSCI Commodity-Indexed Investing Pool LLC. This relief applies because the Trust and Investing Pool lack directors, officers, or employees, and the certifications are signed by the chief executive officer and chief financial officer of the Sponsor, who have functions similar to principal executive and financial officers. The staff considers the Sponsor's officers to be in the best position to certify the internal controls and financial reporting for these passive investment vehicles.
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SEC published 7 documents in the last 30 days. We email you each new one the day it's published.