RegAlert2010-05-27
Added · Updated
SEC Division of Trading and Markets no-action letter: WisdomTree Trust Real Return Actively Managed ETF
The SEC Division of Trading and Markets grants WisdomTree Trust exemptive relief from Rule 10b-17 under the Securities Exchange Act of 1934 and interpretive relief regarding Rules 101 and 102 of Regulation M for the WisdomTree Trust Real Return Fund. This relief permits the Fund to redeem Creation Unit aggregations of 50,000 Shares at net asset value and allows distribution participants to purchase portfolio securities in basket transactions or actively-traded securities without violating Regulation M restrictions. The Division confirms that redemptions of Creation Units do not constitute an attempt to induce purchases of covered securities during restricted periods and that the Trust is excepted from Rule 102 prohibitions on bidding for covered securities during continuous offerings.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
DIVISION OF
TRADiNG AND MARKETS May27,2010
Richard F. Morris
General Counsel '
WisdbmTteeAsset Maiuigement, Inc,
380 Madison Avenue, 21 st Floor '
New York, NY 10017
Re: WisdomTree Trust Real Return· Fund
, File No. TPIO~2:5
Dear Mr. Morris:
In your letter dated May 27~ 2010, as supplemented by conversations with the
staff of the DivisionofTradingand Markets{"Division:'), WisdomTree Trust(t~e
"Trust") on behalf ofitself, the Fund, any national securities exchange or national
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SEC published 7 documents in the last 30 days. We email you each new one the day it's published.