Regulatory Alerts2018-07-31 | 2018-14370Added · Updated
Securities and Exchange Commission Proposed Rule on Exchange-Traded Funds
The Securities and Exchange Commission proposes a new rule under the Investment Company Act to allow eligible exchange-traded funds to operate without obtaining individual exemptive orders. The proposal also rescinds certain prior exemptive orders and introduces disclosure amendments to Forms N-1A, N-8B-2, and N-CEN to provide investors with additional information regarding ETF trading costs. These measures aim to create a consistent, transparent, and efficient regulatory framework that facilitates greater competition and innovation among ETFs.
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