2006-09-06

Added · Updated

SEC Division of Corporation Finance no-action letter: CurrencyShares Swiss Franc Trust

Rydex Specialized Products LLC requests no-action relief from the certification requirements of Exchange Act Rules 13a-14(a) and 15d-14(a) and Item 601(b)(31) of Regulation S-K for the CurrencyShares Swiss Franc Trust. The Sponsor seeks confirmation that the Staff will not recommend enforcement action if the Certifications filed with the Trust's periodic reports, signed by the Sponsor's CEO and CFO, deviate from the standard form prescribed in Item 601(b)(31). This request addresses the specific structural arrangement where the Trust has no employees and the Sponsor relies on affiliates for operational services.

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Securities Exchange Act of 1934not in RegAlertSecurities Act of 19331933Investment Company Act of 19401940Internal Revenue Code of 19861986Sarbanes-Oxley Act of 20022002SEC Division of CorporationFinance no-action letter: Cur…2006-09-06 · this document
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Source: Securities and Exchange Commission — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works

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