RegAlertIndividual decision · SEC · 7 Jun 2023
SEC Division of Corporation Finance no-action letter: Rothschild & Co Concordia SAS
The Division of Corporation Finance grants an exemption from Exchange Act Rule 14e-5 to Rothschild & Co Concordia SAS based on the representations and facts presented in the June 7, 2023 request letter. This exemptive relief applies specifically to the circumstances described in the submitted correspondence. The decision is contingent upon the accuracy of those representations, and any different facts or conditions may result in a different conclusion.
June 7, 2023
Response of the Office of Mergers and Acquisition Division of Corporation Finance
June 7, 2023
Via Email
George A. Stephanakis
Cravath, Swaine & Moore LLP
GStephanakis@cravath.com
Re: Rothschild & Co Concordia SAS
Request for Exemptive Relief from Rule 14e-5 under the Securities Exchange Act of 1934
Dear Mr. Stephanakis:
We are responding to your letter dated June 7, 2023, addressed to Ted Yu and Perry Hindin. To avoid having to recite or summarize the facts set forth in your letter, we attach copies of your correspondence and the accompanying letter from French counsel. Unless otherwise noted, capitalized terms in this letter have the same meaning as in your letter dated June 7, 2023.
Based on the representations and facts presented in your letter, the Division of Corporation Finance, acting for the Commission pursuant to delegated authority, by separate order is granting an exemption from Exchange Act Rule 14e-5, under the circumstances described in your letter.
The exemptive relief provided is based on the representations made to the Division in your request. Any different facts or conditions may require the Division to reach a different conclusion. Further, this response does not express any legal conclusion on the questions presented or any views on any other questions that the transaction may raise.
Sincerely,
/s/ Ted Yu
Ted Yu
Chief, Office of Mergers and Acquisitions
Division of Corporation Finance
Last Reviewed or Updated: June 7, 2023
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- Securities Exchange Act of 19341934 · US-LAW
“Request for Exemptive Relief from Rule 14e-5 under the Securities Exchange Act of 1934”
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