RegAlert2004-08-20
Added · Updated
SEC Division of Corporation Finance no-action letter: Tokyo Stock Exchange, Inc.
The Securities and Exchange Commission confirms that the Market of the High-Growth and Emerging Stocks (Mothers) is a designated offshore securities market under Rule 902(b) of Regulation S. This designation applies because Mothers is part of the Tokyo Stock Exchange, Inc., which is organized under Japanese law and subject to oversight by the Securities and Exchange Law of Japan. The determination relies on the Exchange's administration of Mothers, its regulatory standards, and its trading and settlement systems.
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Securities Act of 1933 - Rule 902 (b)
August 20, 2004
Response Of The Office Of International Corporate Finance Division Of Corporation Finance
Re:
Re: Tokyo Stock Exchange, Inc. Incoming letter dated July 13, 2004
In response to your letter, the Mothers Board is a "designated offshore securities market" within the meaning of Rule 902(b) of Regulation S because it is part of the Tokyo Stock Exchange, Inc.
Sincerely,
Michael Pressman Special Counsel
Incoming Letter:
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