RegAlert2005-11-16
Added · Updated
SEC Division of Corporation Finance no-action letter: WinCo Foods, LLC and WinCo Holdings, Inc.
WinCo Foods, LLC and WinCo Holdings, Inc. request no-action relief from the Section 12(g) registration requirements of the Securities Exchange Act of 1934 regarding options issued under the 2004 WinCo Holdings, Inc. Option Plan. The request applies to options granted to employees, managers, directors, and consultants to purchase Class A Units of WinCo. The relief is conditioned on the options being non-transferable except by will or descent, exercisable only by the optionee during their lifetime, and subject to specific repurchase rights and rights of first refusal in the LLC Agreement. These restrictions are intended to prevent the development of a trading market for the units and ensure compliance with Rule 701 of the Securities Act.
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HOLLAND & HART LLP
Attorneys at Law
555 17th Street
Suite 3200
Denver, Colorado 80202-3979
Mailing Address
P.O. Box 8749
Denver, Colorado 80201-8749
Phone (303) 295-8000
Fax (303) 295-8261 www.hollandhart.com
Phone (303) 295-8526
Fax (303) 672-6511 mweiner@hollandhart.com
November 16, 2005
Office of Chief Counsel
Division of Corporation Finance
Securities and Exchange Commission
450 Fifth Avenue
Washington, D.C. 20549
Re: WinCo Foods, LLC and WinCo Holdings, Inc.
Ladies and Gentlemen:
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