Individual decision · SEC · 8 Aug 2002

SEC Division of Trading and Markets no-action letter: Market XT

The Division of Market Regulation withdraws its prior no-action letter dated January 4, 2000, as extended by a letter dated March 29, 2002, regarding Market XT's status as an electronic communications network (ECN). This action applies specifically to Market XT, addressed to General Counsel Ms. Katuria Smith. The withdrawal effectively removes the previous regulatory accommodation concerning the entity's classification.

US FederalSecurities and Exchange Commission

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August 8, 2002 Ms. Katuria Smith General Counsel Market XT 135 W. 57th Street New York, N.Y. 10022 Via Fax and US Mail

Re: Market XT's ECN no-action letter Dear Ms. Smith: The Division of Market Regulation hereby withdraws its no-action letter to you dated January 4, 2000 (as extended by letter dated March 29, 2002), concerning Market XT's status as an ECN. Should you have any questions, please contact John Polise at (202) 942-0068.

Sincerely, Alden Adkins Associate Director

Cc: John Malitiz, Esq.

http://www.sec.gov/divisions/marketreg/mr-noaction/market080802.htm

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Modified: 02/10/2005

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amendssupersedesissued underrefers todashed card: not in RegAlert (or proposed)arrows run from the older text to the one that changes it

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Supersedes

Circular Letter dated 2000-01-04Not in RegAlert
“The Division of Market Regulation hereby withdraws its no-action letter to you dated January 4, 2000 (as extended by letter dated March 29, 2002), concerning Market XT's status as an ECN.”
Circular Letter dated 2002-03-29Not in RegAlert
“The Division of Market Regulation hereby withdraws its no-action letter to you dated January 4, 2000 (as extended by letter dated March 29, 2002), concerning Market XT's status as an ECN.”