SEC Division of Trading and Markets no-action letter: The Operating Committee of the Options Linkage Authority

The Securities and Exchange Commission grants the American Stock Exchange, the Chicago Board Options Exchange, the International Securities Exchange, the Pacific Exchange, and the Philadelphia Stock Exchange an exemption from Section 12 of the Options Intermarket Linkage Plan. This exemption extends the deadline for implementing the Remaining Linkage Functionality from April 30, 2003, to June 27, 2003. The relief is conditioned upon the successful implementation of the functionality by the new date.

SEC published 7 documents in the last 30 days — get each new one by email the day it lands.

Home | Previous Page

May 30, 2003

Mr. Michael Ryan Executive Vice President and General Counsel American Stock Exchange LLC 86 Trinity Place New York, NY 10006

Ms. Joanne Moffic-Silver General Counsel and Corporate Secretary Chicago Board Options Exchange, Inc. 400 South LaSalle Street Chicago, IL 60605

Ms. Kathryn L. Beck Senior Vice President, General Counsel, and Corporate Secretary Pacific Exchange, Inc. 301 Pine Street San Francisco, CA 94104

Mr. Lanny A. Schwartz Executive Vice President and General Counsel Philadelphia Stock Exchange, Inc. 1900 Market Street Philadelphia, PA 19103

Read the rest free, and get an email when SEC publishes again

Email me when SEC publishes something newOne email per publication, same day. Sign in below to keep reading.

Lineage: In force

amendssupersedesissued underrefers toproposed or not in RegAlertarrows run from the older text to the one that changes it

Source: Securities and Exchange Commission — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works