Regulatory Alerts2022-08-08 | 2022-15035Added
Securities and Exchange Commission Regulatory Flexibility Agenda
The Securities and Exchange Commission published its semiannual Regulatory Flexibility Agenda for Spring 2022, listing rulemaking actions likely to significantly impact small entities. The agenda details the status of various initiatives, including proposed amendments to Rule 144, final rules on executive compensation clawbacks and pay-versus-performance disclosures, and completed actions such as the universal proxy rule. It also outlines ongoing efforts in investment management regarding cybersecurity governance and private fund adviser compliance, while noting the withdrawal of certain custody and proxy system amendments.
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