Regulatory Alerts2023-05-23 | 2023-10442Added · Updated
Technical Amendments to Form BD and Form BDW
The Securities and Exchange Commission adopted technical amendments to Form BD and Form BDW to update the lists of self-regulatory organizations and governmental jurisdictions. These changes incorporate new national securities exchanges and reflect recent business combinations and name changes of existing SROs. Additionally, the definition of jurisdiction was revised to include Guam as a United States territory.
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