Securities and Exchange Commission Zimbabwe

37 documents, newest first.

Browse with filters on the regulator page.

2025-01-08GroWealth Unit Trust Report November 2024
2022-02-07Securities Investment Managers Code of Practice Rules 2022
2020-12-29Collective Investment Schemes (Fees) (Amendment) Rules, 2019
2020-12-29Securities and Exchange (Zimbabwe Stock Exchange Listings Requirements) Rules, 2019
2020-12-29General Notice 469 of 2020 Declaration of Classes of Securities
2020-12-29Securities (Registration, Licensing and Corporate Governance) Amendment Rules 2019
2020-12-29Securities (Victoria Falls Stock Exchange) (Levies, Fees and Charges) Rules 2020
2020-11-23Directive on Preventing Proliferation Financing
2020-11-23Directive on CTR and STR Requirements
2020-11-23Reserve Bank of Zimbabwe AML/CFT Directive on Financial Institution Obligations
2020-11-19Directive on National Risk Assessment and Implementation of Findings
2020-11-19Directive on Securities Sector Implementation of AML-CFT Requirements
2020-10-20Collective Investment Schemes Act [Chapter 24:19]
2020-10-20Securities Amendment Act No 2 of 2013
2020-10-20Asset Management Act [Chapter 24:26]
2020-10-20Securities Act (Act 17/2004)
2020-10-14Directive on Fungibility Inflows - Additional KYC Requirements
2020-10-14Directive on Registration and Delivery of Shares in Client Names
2020-10-14Directive on Prudential and AML-CFT Returns and Penalties for Non-Compliance
2020-10-14Capital Adequacy Directive for Securities Market Intermediaries
2020-10-14Directive on Nominee Requirements for Securities Market Intermediaries – April 2018
2020-10-13Lifting of Suspension Notice for SMIs
2020-10-13Introduction of Broker Administered Accounts on the Central Securities Depository
2020-10-13Statement Update to Securities Market Intermediaries
2020-10-12Collective Investment Schemes (Advertising of Internal Schemes) Regulations, 1998
2020-10-12Collective Investment Schemes (Professional Schemes) Regulations 1998
2020-10-12Securities (Registration, Licensing and Corporate Governance) Rules 2010
2020-10-12Collective Investment Schemes (Exemption) Regulations 1999
2020-10-12Collective Investment Schemes (Unsolicited Calls) Regulations 1998
2020-10-12Collective Investment Schemes (Internal Schemes) Regulations 1998
2020-10-09Securities and Exchange (Investor Protection Fund) Rules 2017
2020-10-09Collective Investment Schemes (Fees) Rules 2017
2020-10-09Collective Investment Schemes (Professional Schemes) Amendment Rules 2017
2020-10-09Securities Registration, Licensing and Corporate Governance Amendment Rules 2014
2020-10-09Securities (Alternative Trading Platform) Rules, 2016
2020-10-09Collective Investment Schemes (Internal Schemes) Amendment Rules 2017
2020-10-09Securities (Debt Securities Levies) Rules 2017