Isle of Man Financial Services Authority

209 documents, newest first — showing 1–200.

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undatedInsurance Act 2008 (Appointed Day) (No. 2) Order 2008
undatedIsle of Man FSA Letter on AML Account Block Controls
undatedFrequently Asked Questions - Insurance (Conduct of Business) (Long Term Business) Code 2021
undatedAnti-Money Laundering and Countering the Financing of Terrorism Handbook
undatedInsurance (Restricted Activities) (Amendment) Regulations 2026
undatedSafe Custody and Administering or Managing Money on Behalf of Another Person Sector Specific AML/CFT Guidance
undatedAnti-Money Laundering and Countering the Financing of Terrorism Handbook Updated December 2023
undatedAnti-Money Laundering and Countering the Financing of Terrorism Handbook
undatedInsurance Regulations 2025
undatedAnti-Money Laundering & Countering the Financing of Terrorism Handbook (April 2026)
undatedIsle of Man Financial Services Authority (Fees) Order 2026
undatedWire Transfers Regulation Guidance
undatedRetirement Benefits Schemes Act 2000 (Appointed Day) (No. 3) Order 2004
undatedAnti-Money Laundering and Countering the Financing of Terrorism (Civil Penalties) (Travel Rule) (Amendment) Regulations 2026
undatedGuidance on the requirements of the Insurance (Conduct of Business) (Long-Term Business) Code 2021
2026-08-24Anti-Money Laundering & Countering the Financing of Terrorism Handbook (August 2026 – tracked version)
2026-08-24Anti-Money Laundering & Countering the Financing of Terrorism Handbook (August 2026 – clean version)
2026-04-25Anti-Money Laundering & Countering the Financing of Terrorism Handbook (April 2026)
2026-03-25Guidance for the Annual AML/CFT Statistical Return
2026-03-04Guidance Notes and Information Concerning the Insurance Regulations 2025 and the CGC
2026-02-26Guidance Notes and Information Concerning Insurance Management
2026-01-13Isle of Man Financial Services Authority Sector Specific AML/CFT Guidance Notes for Banking
2025-12-11Regulatory Guidance – Fitness and Propriety
2025-10-13Greenwashing and Consumer Protection Guidance Note
2025-09-30Guidance Notes in relation to Auditor's Reports of insurers to be provided to the Isle of Man Financial Services Authority under the requirements of the Insurance Regulations 2025
2025-09-30Guidance Notes and Information Concerning Insurance (Valuation and Solvency) Regulations
2025-09-22Guidance for Regulated Entities Ceasing Business and Surrendering Authorisation
2025-09-12Business Plan Guidance
2025-09-11Perimeter Guidance – Provision of Registered Office
2025-07-08Guidance Note on Managing the Financial Risks of Climate Change and Nature Loss
2025-05-16Procedural Instructions and Guidance on Financial Resources Statements
2025-03-19Virtual Assets Perimeter Guidance
2025-02-25Isle of Man Financial Services Authority Sector Specific AML/CFT Guidance Notes for Moneylenders and Providers of Financial Guarantees
2025-02-25Isle of Man Financial Services Authority Sector Specific AML/CFT Guidance Notes for Accountants and Tax Advisors
2025-02-23Anti-Money Laundering and Countering the Financing of Terrorism Handbook
2024-12-11Isle of Man Financial Services Authority Travel Rule Code Guidance
2024-12-11Isle of Man Financial Services Authority Virtual Asset Service Provider Activity Sector Specific AML/CFT Guidance Notes
2024-12-02Guidance on Rule 8.16: Outsourcing and Delegation of Functions
2024-11-12Guidance on suitability of an insurance contract under the Insurance Intermediary (General Business)(Conduct of Business) Code 2020
2024-09-11Licensing Policy for Regulated Activities under the Financial Services Act 2008
2024-09-06Proceeds of Crime (Business in the Regulated Sector) (Amendment) Order 2024
2024-08-29Designated Businesses (Amendment) Order 2024
2024-06-26Guidance Notes on Approved Supervisor and Similar Acceptances
2024-06-19Bank (Recovery and Resolution) Administrative Levy Order 2024
2024-04-24Isle of Man Financial Services Authority Guidance Note on Internal Capital Adequacy Assessment Process (ICAAP)
2024-01-22Financial Services Act 2008 – Guidance on the Financial Services Rule Book 2016
2023-11-27Isle of Man Financial Services Authority Guidance Note on Recovery Planning for Deposit Takers
2023-07-20Sector Specific AML/CFT Guidance Notes for Collective Investment Schemes and Functionaries
2023-07-20Isle of Man Financial Services Authority Estate Agents Sector Specific AML/CFT Guidance Notes
2023-07-19Bank (Recovery and Resolution) Administrative Levy Order 2023
2023-06-27Isle of Man Financial Services Authority Regulatory Guidance on Cyber Security
2023-05-05Foreign PEP Thematic Report
2023-04-25Insurance (Civil Penalties) Regulations 2023
2022-12-20Discretionary Civil Penalties under the Financial Services Act 2008 and the Insurance Act 2008
2022-08-11Corporate Governance Code of Practice for Regulated Insurance Entities
2022-05-18Bank (Recovery and Resolution) Administrative Levy Order 2022
2022-01-18Corporate Governance Code of Practice for Insurers 2021
2022-01-01Isle of Man Financial Services Authority Sector Specific AML/CFT Guidance Notes for Trust and Corporate Service Providers
2022-01-01Authorised Insurers (Non-Life), Registered Insurance Managers, and Registered Insurance Intermediaries (General Business) Sector Specific AML/CFT Guidance Notes
2021-12-02Insurance (Non Long-Term Business Valuation and Solvency) Regulations 2021
2021-12-02Insurance (Memorandum of Continuance) Regulations 2021
2021-12-02Insurance (Long-Term Business Valuation and Solvency) Regulations 2021
2021-11-03Private Pensions Sector Specific AML/CFT Guidance Notes
2021-10-28Inspection Guidance for Firms
2021-08-19Insurance (Amendment) Act 2017 (Appointed Day) (No. 4) Order 2021
2021-08-06High Value Goods Dealers Sector Specific AML/CFT Guidance Notes
2021-08-05Isle of Man Financial Services Authority Sector Specific AML/CFT Guidance Notes for Money Transmission Services
2021-04-12Insurance (Conduct of Business)(Long Term Business) Code 2021
2021-01-07Thematic Feedback - Exempt and Exempt Type Schemes - Governance, compliance and risk management
2021-01-01AML/CFT Guidance and Supplemental Information Glossary
2021-01-01Isle of Man Financial Services Authority Sector Specific AML/CFT Guidance Notes for Investment Business
2021-01-01Advocates and Registered Legal Practitioners Sector Specific AML/CFT Guidance Notes
2021-01-01Isle of Man Financial Services Authority Sector Specific AML/CFT Guidance Notes for Payroll Agents
2021-01-01Anti-Money Laundering and Countering the Financing of Terrorism Supplemental Information Document
2021-01-01Long term Insurers Supplemental Information Document
2021-01-01Isle of Man Financial Services Authority Anti-Money Laundering and Countering the Financing of Terrorism Handbook
2021-01-01Isle of Man Financial Services Authority Long Term Insurers Sector Specific AML/CFT Guidance Notes
2021-01-01Isle of Man FSA Sector Specific AML/CFT Guidance Notes for Money Transmission Services
2020-11-18Bank (Recovery and Resolution) (Class 1(3)) Order 2020
2020-11-17Bank (Recovery and Resolution) Act 2020
2020-11-11Isle of Man Financial Services Authority Guidance Note on Exempt Schemes
2020-10-22Insurance Intermediaries (Conduct of Business) (General Business) Code 2020
2020-10-22Insurance Intermediaries (Corporate Governance) (General Business) Code 2020
2020-10-22Insurance Intermediaries (Restriction on Advertising) Regulations 2020
2020-10-22Insurance Intermediaries (General Business) Regulations 2020
2020-10-22Insurance (Amendment) Act 2017 (Appointed Day) (No.3) Order 2020
2020-10-15Guidance on Providing Services to Overseas Managers or Administrators of Schemes
2020-09-18Cryptoasset Token Activity and Regulation FAQs
2020-09-18Cryptoasset Token Activity and Regulation Guidance
2020-01-09Annual Report and Audited Financial Statements (“the Accounts”)
2019-12-13Guidance on How the Isle of Man Financial Services Authority Considers Proposed Company, Business and Domain Names
2019-11-11Corporate Governance Code of Practice for Designated Insurers
2019-09-20Guidance Note on the Materiality of Rule Breaches
2019-07-24Security of Clients’ Assets: Thematic Feedback for Trust and Corporate Service Providers
2019-06-18Anti-Money Laundering and Countering the Financing of Terrorism (Civil Penalties) Regulations 2019
2019-06-13MSB Notification Form for De Minimis Turnover Exemption
2019-06-11Licence Conditions for Crowdfunding Platforms
2019-05-23Insurance (Group Supervision) Regulations 2019
2019-05-02Anti-Money Laundering and Countering the Financing of Terrorism Code 2019
2019-03-21Isle of Man FSA Thematic Feedback on Clients' Assets Reports
2018-11-01Insurance (Conduct of Business)(Non Long Term Business) Code 2018
2018-10-29Isle of Man Financial Services Authority Rule Book Requirements for Record Keeping
2018-09-05Licenceholder Contact Sheet
2018-08-23Guidance on Directorships, Trusteeships and similar Responsibilities held by Directors and individuals in ‘controlled functions’
2018-08-23Guidance on Qualifying Subordinated Loans under the Financial Services Act 2008
2018-08-23Guidance on Rule 7.13 Staff Disciplinary Action
2018-08-15Financial Services Rule Book 2016 – Consent and Notification Summary Table
2018-08-15Guidance on Rules 7.3 to 7.8 for Licenceholders: Changes in Ownership and Structure
2018-07-26Guidance Note on the Principal Control Officer
2018-05-17Insurance (Amendment) Act 2017 (Appointed Day) (No.2) Order 2018
2018-05-02Governance of Collective Investment Schemes – Guidance Note
2018-02-23Guidance on Incorrect Pricing of Units in Collective Investment Schemes
2018-02-23Isle of Man Financial Services Authority Guidance on Corporate Governance for Non-Banks
2018-02-23Guidance Note on Managed Accounts
2018-02-23Guidance on the responsibilities and duties of directors under the laws of the Isle of Man
2018-02-23Promotion of Authorised Schemes
2018-01-11Insurance (Amendment) Act 2017 (Appointed Day) (No.1) Order 2018
2017-12-19Financial Advice - Sales and Advisory Guidance
2017-12-19An Explanatory Guide About Financial Advice
2017-11-22Guidance Note – Statement of Professional Standing (SPS) for Class 2 Financial Services Licenceholders
2017-10-05Isle of Man Financial Services Authority Guidance Note for Deposit Takers on Quarterly Prudential Returns
2017-10-04Guidance on Advertising, Distribution and Promotion of Financial Products or Services
2017-09-15Collective Investment Schemes (Definition) Order 2017
2017-09-15Collective Investment Schemes (Regulated Fund) Regulations 2017
2017-09-08Isle of Man Wealth and Fund Services Association Practice Note on Deferred Sales Charges
2017-09-06Insurance (Disclosure of Information) Order 2017
2017-09-06Financial Services (Disclosure of Information) Order 2017
2017-04-25Isle of Man FSA Guidance Note on OTC Derivatives and Structured Deposits
2017-04-10Guidance Note – Acceptable Jurisdictions Criteria
2017-04-07Guidance on Winding Up an Authorised Scheme
2017-04-07Key Features of a Full International Collective Investment Scheme
2017-04-07AIFMD Cooperation Agreements with EEA Competent Authorities
2017-04-07Key Features of an Authorised Collective Investment Scheme
2017-04-07Guidance Note - Trading Platforms and Investor Declarations for Specialist, Qualifying and Experienced Investor Funds
2017-04-07Guidance Note on Permitted Structures for Scheme Types
2017-04-07Guidance Note on Protected Cell Companies and Funds
2017-04-07List of Acceptable Jurisdictions for Specialist Fund Administrators
2017-04-07Guidance on Promotion of Full International Schemes, Specialist Funds, Qualifying Funds, and Experienced Investor Funds
2017-04-07List of Acceptable Jurisdictions for Custodians under the Collective Investment Schemes Regulations 2010
2017-04-07Guidance Note on VAT Exemption for Collective Investment Schemes in the Isle of Man
2017-04-07Key Features of Regulated, Qualifying, and Specialist Funds
2017-04-07Guidance Note on Eligible Markets for Authorised Collective Investment Schemes
2017-04-07Guidance on UK UCITS Outsourcing Functions to Isle of Man Functionaries
2017-03-30Fiduciary Deposits Guidance Note for Deposit Takers
2017-03-30Isle of Man Financial Services Authority Guidance on Credit Risk, Arrears and Provisions Management
2017-03-30Isle of Man Financial Services Authority Guidance Note for Deposit Takers on Deposit Advertising
2017-03-30Isle of Man Financial Services Authority Guidance on Liquidity Risk Management for Deposit Takers
2017-03-30Isle of Man Financial Services Authority Guidance on Interest Rate Risk Management for Deposit Takers
2017-03-30Operational Risk Management Guidance for Deposit Takers
2017-03-30Foreign Exchange Risk Management Guidance for Deposit Takers
2017-03-30Isle of Man Financial Services Authority Guidance Note for Deposit Takers on Corporate Governance
2017-03-30Isle of Man Financial Services Authority Guidance Note on Large Exposures for Deposit Takers
2017-02-28Guidelines on Expected Practice for Trust Service Providers
2017-02-02CPD guidance
2017-01-27Conflicts of Interest Policy Guidance
2017-01-06Isle of Man FSA Guidance on Parent Company Financial Statements under Rule 2.10
2017-01-05Financial Services Rule Book 2016 Policy Maintenance Obligations
2017-01-04Financial Services Rule Book 2016 – Obligations to keep registers
2016-09-07Financial Services Rule Book 2016
2015-12-04Collective Investment Schemes (Recognised Schemes) Regulations 2015
2015-09-25Financial Services Tribunal Rules 2015
2015-06-23Financial Services (Civil Penalties) Regulations 2015
2014-11-10Financial Services (Appointment of Manager) Order 2014
2013-12-03Collective Investment Schemes (Authorised Schemes) (Trustee and Fiduciary Custodian) Order 2013
2013-12-03Transfer of Business Including Deposit-Taking Regulations 2013
2012-04-26Collective Investment Schemes (Recognised Schemes) (Guernsey) Order 2012
2012-04-26Collective Investment Schemes (Recognised Schemes) (Jersey) Order 2012
2012-04-26Collective Investment Schemes (Recognised Schemes) (United Kingdom) Order 2012
2011-11-04Financial Services (Exemptions) Regulations 2011
2011-10-26Regulated Activities Order 2011
2011-05-17Collective Investment Schemes (Recognised Schemes) (Luxembourg) Order 2011
2010-12-14Incorporated Cell Companies Act 2010
2010-09-22Depositors’ Compensation Scheme Regulations 2010
2010-07-29Authorised Collective Investment Schemes Regulations 2010
2010-06-21Insurance Act 2008 (Appointed Day) (No. 3) Order 2010
2010-06-01Guidance on Rule 7.8: Formation of a Subsidiary or Branch
2010-03-15Collective Investment Schemes (Specialist Fund) Regulations 2010
2010-03-15Collective Investment Schemes (Qualifying Fund) Regulations 2010
2010-03-15Limited Partnerships (Collective Investment Schemes) (Exemption) Regulations 2010
2010-03-15Collective Investment Schemes (Promotion of Schemes Other than Authorised and Recognised Schemes) (Exemption) Regulations 2010
2010-03-15Collective Investment Schemes (Legacy Schemes) Regulations 2010
2010-03-15Collective Investment Schemes (Experienced Investor Fund) Regulations 2010
2010-03-10Collective Investment Schemes (Returns of Allotment and Redemption) (Exemption) Order 2010
2010-03-10Collective Investment Schemes (Prospectus) (Exemption) Regulations 2010
2010-03-10Limited Partnerships (Collective Investment Schemes) Regulations 2010
2008-10-21Insurance Act 2008
2008-06-19Authorised Collective Investment Schemes (Compensation) Regulations 2008
2008-06-19Financial Services Act 2008 (Appointed Day) Order 2008
2008-06-17Collective Investment Schemes Act 2008
2008-06-17Financial Services Act 2008
2006-01-01Guidance on Companies Incorporated under the Companies Act 2006 for Collective Investment Schemes
2004-09-15Retirement Benefits Schemes (General Register) Regulations 2004
2004-09-15Retirement Benefits Schemes (Recognised Schemes) Regulations 2004
2004-09-15Retirement Benefits Schemes (Recognised Schemes) (United Kingdom) Order 2004
2004-09-15Retirement Benefits Schemes (Domestic Schemes) (General Administration) Regulations 2004
2004-09-15Retirement Benefits Schemes (Independent and Nominated Trustee Requirement) Regulations 2004
2004-09-15Retirement Benefits Schemes (Permitted Schemes) Regulations 2004
2004-09-15Retirement Benefits Schemes (Recognised Schemes) (Republic of Ireland) Order 2004
2004-01-21Protected Cell Companies Act 2004
2001-11-07Retirement Benefits Schemes (Excepted Schemes) Regulations 2001