Regulatory AlertsLicensing regulation in Canada
Authorization, registration and licensing frameworks for banks, fintechs and financial-service providers. 105 publications, summarized in English and updated same-day.
2026-07-04
Policy Statement to Regulation 31-103 Respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
Canada
AMF
2026-07-04
Regulation 31-103 Respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
Canada
AMF
2026-06-30
Ontario Securities Commission 2026 Annual Service Commitment Review
Canada
OSC
2026-06-25
DECISION NO. 2026-PDG-0027: Recognition of TSX Inc. as a Security Information Processing Agency
Canada
AMF
2026-05-14
OSC RIE 2026-2027 Examination Priorities
Canada
OSC
2026-05-06
2026 Risk Assessment Questionnaire
Canada
OSC
2026-04-30
CSA issues temporary exemptions from collection of certain personal registration information
Canada
OSC
2026-04-30
CSA issues temporary exemptions from collection of certain personal registration information
Canada
CSA
2026-02-26
Notice of Consultation: Draft Regulation to Amend Regulation 31-103 Regarding CIRO Transition for Mutual Fund Dealer Representatives
Canada
AMF
2026-02-26
Amendments to Policy Statement to Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
Canada
AMF
2026-01-01
Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
Canada
AMF
2026-01-01
Policy Statement to Regulation 31-103 Respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
Canada
AMF
2025-06-26
CSA Notice and Request for Comment: Draft Amendments to Regulation 31-103 Prohibiting Chargebacks in Investment Fund Distribution
Canada
AMF
2025-06-26
Draft Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
Canada
AMF
2024-11-28
Draft Amendments to Policy Statement to Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
Canada
AMF
2024-11-28
Draft Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
Canada
AMF
2024-09-19
FINTRAC imposes an administrative monetary penalty on Coinseason Capital Inc.
Canada
FINTRAC
2024-05-09
FINTRAC Imposes Administrative Monetary Penalty on Binance Holdings Limited
Canada
FINTRAC
2023-11-30
Draft Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
Canada
AMF
2023-11-30
Draft Amendments to Policy Statement to Regulation 31-103 Respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
Canada
AMF
2023-11-30
CSA Notice of Consultation: Draft Regulation to Amend Regulation 31-103 for Binding Independent Dispute Resolution
Canada
AMF
2023-11-16
Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
Canada
AMF
2023-09-13
Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
Canada
AMF
2023-09-13
Regulation 33-109 Respecting Registration Information
Canada
AMF
Showing the 24 most recent of 105. Browse the full catalogue