Regulatory Alerts2018-01-17 | 2018-00625Added
Adoption of Updated EDGAR Filer Manual
The Securities and Exchange Commission adopted revisions to the EDGAR Filer Manual and related rules to align with the EDGAR system upgrade to Release 17.4. These changes permit asset-backed securities filers to submit combined Form 10-D and Form ABS-EE filings and introduce a new CERT form type for national securities exchanges. The Commission also updated submission protocols for Form N-LIQUID and Form N-CEN to facilitate electronic reporting for investment companies.
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