Rule · SEC · 18 Dec 2012 · 2012-30389

Extension of Dates for Certain Requirements and Amendment of Form 19b-4

The Securities and Exchange Commission extends the deadline for designated clearing agencies and clearing agencies to file advance notices and security-based swap submissions in an electronic format to December 10, 2013. The Commission also amends the General Instructions to Form 19b-4 to clarify the submission process for these filings. This action corrects an error in a previous Federal Register document regarding the placement and numbering of a footnote and revises the first sentence of the General Instructions to specify the form's use for self-regulatory organization filings, security-based swap submissions, and advance notices.

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Securities Exchange Act of 19341934 · US-LAWSecurities Exchange Act of 1934 (1934-06-06)Extension of Dates for CertainRequirements and Amendment of For…2012 · SECExtension of Dates for Certain Requirements and Amendment of Form 19b-4 (2012-12-10)Extension of Dates for CertainRequirements and Amendment of…2012-12-18 · this documentExtension of Dates for Certain Requirements and Amendment of Form 19b-4 (2012-12-18)
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