Rule · SEC · 18 Dec 2012 · 2012-30389
The Securities and Exchange Commission extends the deadline for designated clearing agencies and clearing agencies to file advance notices and security-based swap submissions in an electronic format to December 10, 2013. The Commission also amends the General Instructions to Form 19b-4 to clarify the submission process for these filings. This action corrects an error in a previous Federal Register document regarding the placement and numbering of a footnote and revises the first sentence of the General Instructions to specify the form's use for self-regulatory organization filings, security-based swap submissions, and advance notices.
This section of the FEDERAL REGISTER contains regulatory documents having general applicability and legal effect, most of which are keyed to and codified in the Code of Federal Regulations, which is published under 50 titles pursuant to 44 U.S.C. 1510. The Code of Federal Regulations is sold by the Superintendent of Documents. Prices of new books are listed in the first FEDERAL REGISTER issue of each week. Rules and Regulations Federal Register 74775 Vol. 77, No. 243 Tuesday, December 18, 2012 1Because Section 19(b)(7)(C) of the Act states that filings abrogated pursuant to this Section should be re-filed pursuant to paragraph (b)(1) of Section 19 of the Act, SROs are required to file electronically such proposed rule changes in accordance with this form. SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 [Release No. 34–68357A; File No. S7–44– 10] RIN 3235–AK87 Extension of Dates for Certain Requirements and Amendment of Form 19b–4 AGENCY: Securities and Exchange Commission. ACTION: Final rule; extension of dates for certain requirements; correction. SUMMARY: On December 10, 2012, the Securities and Exchange Commission (‘‘Commission’’) published a document in the Federal Register to amend its regulations under the Securities Exchange Act of 1934 (‘‘Exchange Act’’) to extend the dates with respect to the requirements that designated clearing agencies for which the Commission is the supervisory agency file advance notices and clearing agencies file security-based swap submissions with the Commission in an electronic format to dedicated email addresses to December 10, 2013, and amend the General Instructions to Form 19b-4 to clarify the process for submitting advance notices and security-based swap submissions to the Commission. The document contained an error with respect to the placement and numbering of a footnote. DATES: Effective December 18, 2012. FOR FURTHER INFORMATION CONTACT:
Kenneth Riitho, Special Counsel, at 551–5592; and Wyatt A. Robinson, Attorney-Adviser, at 551–5649, Division of Trading and Markets, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549–7010. SUPPLEMENTARY INFORMATION:
Correction
In the Federal Register of December 10, 2012 (77 FR 73302), in FR Doc. 2012–29712, the following corrections are made to page 73305:
December 12, 2012.
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2012–30389 Filed 12–17–12; 8:45 am] BILLING CODE 8011–01–P
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“In the Federal Register of December 10, 2012 (77 FR 73302), in FR Doc. 2012–29712, the following corrections are made”
“amend its regulations under the Securities Exchange Act of 1934 (‘‘Exchange Act’')”
This document amends: Extension of Dates for Certain Requirements and Amendment of Form 19b-4
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