Regulatory Alerts2015-06-12 | 2015-12779Added · Updated
Investment Company Reporting Modernization
The Securities and Exchange Commission proposes new rules and forms to modernize reporting by registered investment companies, including new Form N-PORT for monthly portfolio holdings and Form N-CEN for annual census data in structured formats. The proposal also amends Regulation S-X to require enhanced derivatives disclosure in financial statements and introduces Rule 30e-3, which permits funds to deliver shareholder reports via website. Additionally, the Commission proposes rescinding Forms N-Q and N-SAR to streamline regulatory requirements and improve data utility for investors and regulators.
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