Regulatory Alerts2016-08-12 | 2016-17032Added
Regulation SBSR—Reporting and Dissemination of Security-Based Swap Information
The Securities and Exchange Commission adopted final amendments to Regulation SBSR to enhance the regulatory reporting and public dissemination of security-based swap information. The rules mandate that registered platforms and clearing agencies report specific security-based swaps, extend reporting requirements to additional cross-border transactions, and prohibit security-based swap data repositories from charging fees for publicly disseminated data. Additionally, the Commission provided guidance on prime brokerage and allocation transactions while establishing a new compliance schedule for these regulatory obligations.
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