Rule · SEC · 9 Feb 2015 · 2015-02465
The Securities and Exchange Commission amends 17 CFR 200.800(b) to update the table of OMB control numbers by removing entries for forms and rules associated with the repealed Public Utility Holding Company Act. This technical amendment corrects a typographical error from a 2011 final rule that previously prevented the table from reflecting the rescission of those outdated requirements. The changes become effective on February 9, 2015.
1 15 U.S.C. 79 (repealed effective 2006). 2Public Law 111–203, 124 Stat. 1376 (2010). 3The final rule incorrectly referenced 17 CFR 200.80(b) of Subpart M, rather than 17 CFR 200.800(b) of Subpart N. As a result of the incorrect reference, the table in 17 CFR 200.800(b) of Subpart N was not amended. SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 200 [Release No. 33–9273A, 34–65686A, 39– 2480A, IA–3310A and IC–29855A] Rescission of Outdated Rules and Forms, and Amendments To Correct References AGENCY: Securities and Exchange Commission. ACTION: Technical amendment. SUMMARY: The Securities and Exchange Commission (‘‘SEC’’ or ‘‘Commission’’) is making technical amendments to update control numbers assigned to information collection requirements of the Commission by the Office of Management and Budget pursuant to the Paperwork Reduction Act of 1980. DATES: Effective date: February 9, 2015. FOR FURTHER INFORMATION CONTACT:
Daniel K. Chang, Senior Counsel, at (202) 551–6792, Office of Regulatory Policy, Division of Investment Management, U.S. Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549–8549. SUPPLEMENTARY INFORMATION: The Commission published a final rule at 76 FR 71872, on November 21, 2011, which rescinded rules and forms adopted under the Public Utility Holding Company Act (‘‘PUHCA’’),1 revised other rules and forms to correct outdated references to PUHCA, corrected outdated references due to enactment of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (‘‘the Dodd-Frank Act’’), and made other ministerial corrections.2 Congress repealed PUHCA effective 2006, and the Dodd-Frank Act amended various provisions of the federal securities laws and removed references to PUHCA from those laws. The final rule contained a typographical error that prevented an amendment to the Code of Federal Regulations.3 This technical amendment is being published so that the table in 17 CFR 200.800(b) can be updated to reflect that amendment. List of Subjects in 17 CFR Part 200 Administrative practice and procedure, Authority delegations (Government agencies), Classified information, Conflicts of interest, Government employees, Organization and functions (Government agencies). Text of the Amendments For the reasons set out in the preamble, Title 17, Chapter II of the Code of Federal Regulations is amended as follows:
PART 200—ORGANIZATION;
CONDUCT AND ETHICS; AND INFORMATION AND REQUESTS Subpart N—Commission Information Collection Requirements Under the Paperwork Reduction Act: OMB Control Numbers
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“2Public Law 111–203, 124 Stat. 1376 (2010).”
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