SEC Division of Corporation Finance no-action letter: CurrencyShares Australian Dollar Trust

Rydex Specialized Products LLC, sponsor of the CurrencyShares Australian Dollar Trust, requests relief from certification rules under Section 302 of the Sarbanes-Oxley Act and Exchange Act Rules 13a-14(a) and 15d-14(a). The Sponsor seeks confirmation that the Staff will not recommend enforcement action if certifications filed with periodic reports are signed by the Sponsor's CEO and CFO rather than officers of the Trust itself. This request addresses the deviation from the form of Certification set forth in Item 601(b)(31) of Regulation S-K due to the Trust's passive structure and lack of employees.

SEC published 7 documents in the last 30 days — get each new one by email the day it lands.

mil FOLEY

FOLEY B LARDNER LLP
FDLEY & LARDNER LLP
ATTORNEYS AT LAW
ONE DETROIT ~ CENTER ~- -
500 WOODWARD AVENUE, SUITE 2700
DETROIT, MI 48226 3489
313234.7100 TEL
313234.2800 FAX
VIA E-MAIL
CLIENTIMATTER NUMBER
058081-0109
September 6,2006
Securities Exchange Act of 1934
Rules 13a-14(a) and 15d-14(a) and
Item 601(b)(31) of Regulation S-K
Securities and Exchange Commission
100 F Street, N.E.
Washington, D.C. 20549
Re: Rydex Specialized Products LLC d/b/a "Rydex Investments", Sponsor of CurrencyShares Australian Dollar Trust (File No. 333-132362); Certification Rules for Quarterly and Annual Reports set forth in Exchange Act Rules 13a-14(a) and 15d-14(a) and Item 601(b)(31) of Regulation S-K Ladies and Gentlemen:
This letter revises and replaces our letter to you dated August 16,2006, which is

Read the rest free, and get an email when SEC publishes again

Email me when SEC publishes something newOne email per publication, same day. Sign in below to keep reading.

Lineage: In force

amendssupersedesissued underrefers toproposed or not in RegAlertarrows run from the older text to the one that changes it

Source: Securities and Exchange Commission — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works