Regulatory Alerts2018-03-26 | 2018-05545Added
Transaction Fee Pilot for NMS Stocks
The Securities and Exchange Commission proposes Rule 610T to establish a Transaction Fee Pilot for National Market System stocks to study the effects of transaction-based fees and rebates on order routing, execution quality, and market quality. The pilot aims to generate data that will inform the Commission and market participants regarding potential regulatory actions related to equity exchange fee structures. Comments on the proposed rule are due by May 25, 2018.
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