Regulatory Alerts2022-03-16 | 2022-04670Added
Short Position and Short Activity Reporting by Institutional Investment Managers
The Securities and Exchange Commission proposes new rules requiring institutional investment managers meeting specific thresholds to report monthly short position and activity data for equity securities. The proposal also introduces a 'buy to cover' order marking requirement under Regulation SHO and mandates amendments to the Consolidated Audit Trail to enhance short sale data collection. These measures aim to increase market transparency and improve regulatory oversight of short selling activities.
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