Regulatory Alerts2012-06-14 | 2012-14576Added
Statement of General Policy on the Sequencing of the Compliance Dates for Final Rules Applicable to Security-Based Swaps
The Securities and Exchange Commission issued a statement of general policy outlining the anticipated sequencing of compliance dates for final rules regulating security-based swaps under Title VII of the Dodd-Frank Act. The document groups these rules into five categories to describe the interconnectedness of their effective dates and details the timing for the expiration of previously granted temporary exemptions. This notice invites public comment on the proposed sequencing framework by August 13, 2012, to ensure orderly implementation of the new regulatory regime.
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