Securities and Exchange Commission Ghana

254 documents, newest first — showing 1–200.

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undatedSecurities Industry (Registration of Securities) Guidelines 2022
undatedSEC Ghana Compliance Manual for Broker-Dealers, Investment Advisers & Representatives
undatedGuidelines on Reporting Accountants 2020
undatedFees and Charges Miscellaneous Provisions Regulations 2023
undatedSecurities Industry (Self-Regulatory Organizations) Guidelines 2022
undatedForeign Exchange Act 2006 (Act 723)
undatedSEC Code on Takeovers and Mergers (January 2008)
undatedSecurities Industry (REITS) Guidelines 2019
2026-09-07Securities Industry (Sukuk Issuance) Guidelines 2026
2026-09-07Draft Securities Industry (Securities Lending and Borrowing and Short Selling) Guidelines 2026
2026-09-04Securities Industry (Electronic Communications, Recordkeeping And Off-Channel Communications For The Securities Market) Guidelines, 2026
2026-08-19PUBLIC NOTICE: FULL LIST OF VIRTUAL ASSET SANDBOX PARTICIPANTS
2026-08-142025 Annual Report & Financial Statements
2026-07-22PUBLIC NOTICE: LIST OF ENTITIES OPERATING WITHOUT A LICENSE
2026-07-15Warning Against Yepbit Exchange and Bonchat Platforms - Suspected Fraudulent Investment Schemes
2026-06-23Directive to Market Operators, Fintech Service Providers, and Persons Owning and/or Operating Online Investment and Trading Platforms
2026-06-19Call for Feedback on the Draft Securities Industry (Insider Trading) Guidelines, 2026
2026-06-10Call for Feedback on the Final Draft Guidelines for Legal Practitioners/Lawyers Providing Professional Services in the Capital Market
2026-06-10Directive To All Capital Market Operators On Compliance With The Requirements Of The Data Protection Act, 2012 (Act 843)
2026-05-26Financial Stability Review Report 2025
2026-05-13Public Notice on Official Securities and Exchange Commission Communications
2026-03-10SEC Ghana Announces Virtual Asset Sandbox Participants
2026-03-09Securities Industry (Regulatory Sandbox Licensing) Guidelines 2026
2026-02-24Guidelines on Market Levies for 2026
2026-02-16Warning Against Unlicensed Investment Scheme by Mekanism Marketing Ltd
2026-02-04Directive to Market Operators on Investments in Foreign Securities for Collective Investment Schemes
2026-01-23Securities and Exchange Commission Virtual Asset Sandbox Notice
2025-12-29Passage of the Virtual Asset Service Providers Bill
2025-11-24Warning Against Unauthorised Advertisements on Fraudulent Investment Schemes
2025-10-08Securities and Exchange Commission, Ghana 2024 Annual Report
2025-10-03Invitation for Tenders: Supply of Two 4WD Sport Utility Vehicles
2025-09-30Securities Industry (Dealing In Government Of Ghana Securities) Guidelines 2025
2025-08-29Securities and Exchange Commission of Ghana Second Quarter 2025 Newsletter
2025-08-18Securities Industry (Underwriter) Guidelines 2025
2025-08-13Securities Industry (Financial Resources) Guidelines 2025
2025-07-25Investment Scam Alert: Rise of Fraudulent Investment Schemes in Ghana
2025-07-01List of Entities Operating Without a License
2025-02-27Guidelines on Market Levies for 2025
2025-02-11Directive on Electronic Submission of Directors and Principal Officers' Personal Notes (E-DPN)
2025-02-11Directive on Submission of Electronic Directors and Principal Officer Personal Notes (e-DPN) via the Regulatory Compliance Portal
2024-10-01Invitation for Bids: Strengthening Institutional Capacity for Domestic Resource Mobilization and Economic Management Project (SIC_DRM_EMP)
2024-09-12Release of GHS 1.5 Billion to Investors Affected by the 2019 Fund Management License Revocation
2024-06-24Deadline for Submission of Claims for Partial and Full Bailout
2024-06-19Ghana SEC and UNCDF Launch Crowdfunding Guidelines to Crowd-In Investments and Boost Entrepreneurial Growth
2024-06-04Recruitment of a Consultancy Firm to Support Streamlining the Framework for Pooled Funds and Capacity Building
2024-05-22Circular on the Revised Fees and Charges of the SEC
2024-05-22Revised Fees and Charges of the Securities and Exchange Commission, Ghana (Circular No. SEC/CIRC/001/03/2024)
2024-04-19Guidelines for Issuing Instruments Under Section 209 of the Securities Industry Act 2016 (Act 929) as Amended
2024-03-22Directive on the Use of the Ghana Card as the Only Identity Card for Securities Market Transactions
2024-03-22Directive on the Use of the Ghana Card as the Sole Identity Document for Securities Market Transactions
2024-03-08SEC Update on Bailout Program for Blackshield Fund Management Clients
2024-03-07Green Bonds Guidelines 2024
2024-03-07Securities Industry Crowdfunding Guidelines 2024
2023-11-01SEC/FIC AML/CFT/CPF Guidelines for Market Operators in Ghana (2023)
2023-10-25SEC Ghana Pays Respects to Ga State in Courtesy Visit
2023-10-16SEC Solicits Public Comments on Three Draft Guidelines
2023-04-20Simulation Exercise at the Securities and Exchange Commission
2023-04-13SEC Directive on Discontinuation of Dividend Warrants for Securities Market Payments
2023-03-30Update on Implementation of Bailout Program for Clients of Blackshield Fund Management Ltd (Formerly Gold Coast)
2023-03-13Guidelines on Market Levies for 2023
2023-02-13Public Notice on New Securities Industry Guidelines 2022
2023-01-18Public Notice on Capital Market Operations by Zenith Bank Ghana Limited
2023-01-18Public Notice on Voluntary Cessation of Trustee Services by Zenith Bank Ghana Limited
2022-12-17Public Notice on Further Extension of Moratorium on Fund Management Licences
2022-12-10Regulatory Support to Mitigate Impact of Government’s Domestic Debt Exchange Programme
2022-11-30Securities Industry (Note Trustees) Guidelines 2022
2022-11-30Securities Industry (Over-The-Counter Market) Guidelines 2022
2022-11-30Securities Industry (Issuing House) Guidelines 2022
2022-11-04Ghana SEC Public Notice on Mark-to-Market Valuation for Investment Assets and Portfolios
2022-11-04Directive on Mark-to-Market Valuation of Client Investment Assets and Portfolios in the Securities Sector
2022-10-24SEC Ghana Becomes Full Signatory to IOSCO Multilateral Memorandum of Understanding on Consultation, Cooperation, and Information Exchange
2022-10-11Ghana and Nigeria Securities Markets Delegation Pays Courtesy Call on Vice President
2022-10-03SEC Ghana Hosts Flagship Investor Education Program 'Time with the SEC' in Tamale
2022-09-13List of Entities Operating Without a License
2022-09-08Circular on Developing, Maintaining, and Testing Business Continuity Plans for Market Operators
2022-08-10Directive on the Use of the Ghana Card as the Only Identity Card for Securities Market Transactions
2022-08-10Circular to Market Operators on Advertising Provisions in the Securities Industry
2022-08-09Circular to Market Operators on Compliance with Securities Industry Advertisement Provisions
2022-06-29Appointment of Directors of Licensed Dealing Members and Stockbrokers to Boards of Public Companies
2022-06-29Circular on Periodic Compliance Reports by Broker-Dealers and Investment Advisers
2022-06-29Market Guidance for the Issue of Securities
2022-06-29Appointment by Issuers of Registrars for IPOs and Public Offers
2022-06-29Appointment by Issuers of Independent Advisers for IPOs and Public Invitations
2022-06-29Circulars on Appointment of Directors and Acquisition of Securities of Public Companies
2022-06-29Circular on Imposition and Publication of Sanctions
2022-06-29Redenomination of the Cedi
2022-06-29Notice on Initial Public Offer (IPO) and Rights Issues
2022-06-24Request for Expression of Interest for ERP Solution Acquisition and Implementation by the Securities and Exchange Commission, Ghana
2022-06-17Audit Firms Registered by the SEC to Provide Capital Market Services
2022-06-14Public Notice on Court Case Regarding SEC Guidelines on Capital Market Services by Auditors and Reporting Accountants
2022-06-08Circular to All Market Operators Regarding Revenue Collections Account
2022-05-20SEC Ghana to Host Second Edition of the Biennial West African Capital Market Conference (WACMaC) on 24 May 2022
2022-05-04Public Notice on Electronic Transfer Levy (E-Levy) Implementation
2022-04-14Ghana Securities Industry (Crowdfunding) Guidelines 2022
2022-04-14Request for Expressions of Interest for Consulting Services to Update Ghana Capital Market Rules
2022-02-25Circular to Market Operators on the Submission of Licence Renewal Applications
2022-02-01Recruitment of a Consulting Firm to Develop a Risk-Based Supervisory and Regulatory Framework for the SEC, Ghana
2022-02-01Further Extension of Moratorium on Fund Management Licences
2022-01-14Public Interest Warning to the General Public on Tizaa Ghana Fund
2021-12-24Temporary Office Closure Due to Fumigation Exercise
2021-11-23Request for Expressions of Interest: Consulting Services for Capital Market Rule Development and Capacity Building
2021-11-08Corporate Governance Workshop for Directors of Listed Companies
2021-11-01Securities Industry (Credit Rating Agencies) Guidelines 2021
2021-10-26Request for Expression of Interest for Consultancy Services to Develop a Scheme of Service for the Securities and Exchange Commission of Ghana
2021-10-19SEC Engages EOCO and CID as ‘Time with the SEC’ Expands to Include Law Enforcement Agencies
2021-10-11Request for Expressions of Interest: Individual Consultant for Risk-Based Supervision and Capacity Building
2021-10-01SEC Rolls Out Regional Education Campaign Dubbed ‘Time With The SEC’
2021-09-08General Procurement Notice: Capital Market Supervision and Market Rules Capacity Building Project
2021-08-21Public Notice on Audit of Annual Financial Statements of Issuers of Public Securities and SEC Licensed Firms
2021-08-11Inauguration of the Securities and Exchange Commission Board
2021-07-18Investment Guidelines for Fund Managers
2021-07-16SEC Reintroduces Compliance Forum for Stakeholders
2021-06-04African Development Bank Group Supports Risk-based Supervision for Capital Markets
2021-05-25Ghana Capital Market Master Plan 2020-2029
2021-05-17Draft Credit Rating Agencies Guidelines
2021-05-06Update on Bailout Implementation Programme
2021-05-06Remarks by the Director-General on Green Bonds Guidelines
2021-05-05IFC and Ghana’s Securities Exchange Commission to Develop Green Bonds Market
2021-03-26Public Notice on Voluntary Cessation of Capital Market Activity by Parkstone Capital Limited
2021-03-11Extension of Moratorium on Fund Management Licences
2021-02-23Public Interest Warning to Investors Regarding Wiseling Online Investment Company
2021-01-26Public Notice on Temporary Office Closure for Disinfection
2021-01-19Securities Industry (Amendment) Act, 2021
2021-01-08Public Interest Warning on Electronic Commerce and Trading Scheme
2021-01-05Directive on Adoption and Implementation of Minimum Standardized Know Your Client Forms for Capital Market Operators
2020-12-24Notice of Operating Hours During Christmas and New Year Holidays
2020-12-15FAQs on the Government Bailout Package
2020-11-26Partial Cash Bailout Processes Begin Pending the Outcome of Liquidation Petitions
2020-11-18Government Authorizes Partial Bailout for Remaining Customers of Revoked Fund Management Companies Pending Liquidation Petitions
2020-11-15Securities Industry (Nominee) Guidelines 2020
2020-11-11Draft Guidelines for Note Trustees
2020-11-03SEC Launches “Time with the Commission” Series to Improve Investor Protection
2020-11-03Public Interest Warning on PBAY Ltd
2020-11-03Directive to Fund Managers on Interconnectedness Reporting
2020-10-13SEC Sets New Capital Requirements for Market Operators
2020-10-10Licensing Requirements for Market Operators
2020-10-08SEC Issues a Code and Three Guidelines for the Market
2020-10-08Securities Industry Conduct of Business Guidelines 2020
2020-10-08Corporate Governance Code for Listed Companies 2020
2020-09-02SEC Update on Fund Management Company Revocations and Government Bailout
2020-08-28Update on SEC License Revocations and Investor Bailout
2020-08-20Public Notice on GISI Qualifications and Revised Securities Courses
2020-08-06Speech by Rev. Daniel Ogbarmey Tetteh on Ghana's Financial Crisis and Regulatory Reforms
2020-07-22Directive on Trust Accounts by Capital Market Operators
2020-07-172020 GIMPA Law Conference
2020-06-26Circular to All Anti-Money Laundering Reporting Officers of Capital Market Operators
2020-06-12Update on Revocation of Licences of Fund Management Companies: Appeals Against Revocations
2020-06-03Circular to Auditors of Capital Market Operators
2020-05-26Guidelines on Holding of Electronic or Virtual Annual General Meetings by Issuers and Other Capital Market Operators
2020-05-15Update on Appointment of Fund Managers for 18 Collective Investment Schemes
2020-04-09Directive on Payments to the Securities and Exchange Commission, Ghana
2020-03-29SEC Notice on Restriction on Movement of Persons for Capital Market Operators
2020-03-26SEC Notice on Submission of 2019 Audited Annual Financial Statements
2020-03-21SEC Circular on Coronavirus (COVID-19)
2020-03-12Securities and Exchange Commission Invitation for Tender for Supply of Official Vehicles
2020-02-28Guidelines on Market Levies for 2020
2020-02-19Request for Expression of Interest (EOI) (Consulting Services-Firm Selection)
2020-02-11Update on Claims Process for Investors of 53 Fund Management Companies with Revoked Licences
2020-01-20Circular on Appointment of Fund Managers for 18 Collective Investment Schemes
2020-01-17CIRCULAR APPOINTMENT OF FUND MANAGERS FOR 18 COLLECTIVE INVESTMENT SCHEMES
2020-01-06Guidelines on Auditors of Public Companies and SEC Licensees
2019-12-24SEC Extension of Deadline for Appointment of New Fund Managers for Revoked Licensees
2019-12-20Public Notice on Extension of Deadline for Submission of Investment Claims with Fund Management Companies Whose Licences Have Been Revoked
2019-12-18Public Notice on Deadline for Submission of Investment Claims with Revoked Fund Management Companies
2019-11-21Public Notice on Mutual Funds and Unit Trusts Managed by Fund Management Companies Whose Licences Have Been Revoked
2019-11-15Update on Validation of Investment Claims for 53 Revoked Fund Management Companies
2019-11-12Public Notice on Validation of Investment Claims Against 53 Revoked Fund Management Companies
2019-11-08Notice of Revocation of Licences of 53 Fund Management Companies by the Securities and Exchange Commission of Ghana
2019-11-08FAQs on SEC Revocation of FM Licences
2019-10-15Market Guidance Note – New Funds Undermanagement Reporting Format
2019-10-10Invitation to the Inaugural 2019 West Africa Capital Markets Conference and Request for Sponsorship
2019-10-07Speech by Rev. Daniel Ogbarmey Tetteh, Director-General of the SEC, at the ICAG Second Induction Ceremony
2019-10-01PUBLIC NOTICE ON MORATORIUM ON FUND MANAGEMENT LICENCES
2019-10-01Public Notice on Blackshield Capital Management Unlicensed Product
2019-09-16Speech by Rev. Daniel Ogbarmey Tetteh on Standardization and Supervision in Ghana's Financial Sector
2019-08-22PUBLIC NOTICE TO THE INVESTING PUBLIC
2019-07-31Securities and Exchange Commission (Amendment) Regulations, 2019
2019-07-26SEC Ghana Public Notice in Response to Kevin Taylor
2019-06-21Public Notice on Unlicensed Investment Product by Golden Empire Legacy Limited and Loom
2019-06-10MoU between Ghana Investment and Securities Institute and Chartered Institute for Securities & Investment
2019-04-28SEC Ghana Clarifies Rumors on Imminent Closure of Capital Market Operators
2019-04-26Public Notice by the SEC in Respect of Companies Whose Licences Have Been Revoked
2019-04-15Public Notice on Gold Coast Fund Management Limited
2019-04-02SEC Ghana Remarks on Asset Management Companies and Investor Protection
2019-04-02Guidelines on REITs, Warehouse Receipts and Commodity Exchanges
2019-04-01Guidelines on Commodity Exchanges 2019
2019-04-01Warehouse Receipts Guidelines 2019
2019-03-29NOTICE ON CLASSIFICATION OF ASSET MANAGERS
2019-03-29Public Warning on Investment and Trading in Cryptocurrencies and Their Digital Platforms
2019-03-19Public Notice on Asset Management Companies
2019-01-29Voluntary Cessation of Business Publication by the Securities and Exchange Commission
2019-01-29Guidelines on Market Levies for 2019
2018-12-31Directive to Fund Managers on Guaranteed Returns
2018-12-05Invitation to Annual Meeting of CEOs and CFOs of Listed Companies
2018-11-073rd Capital Market Conference
2018-10-242018 Capital Market Week Remarks on Corporate Governance and Market Transformation
2018-10-17Directive on Pending Cases
2018-09-29Training on Cyber Threats and Counter Measures for Capital Market Operators
2018-09-27Securities and Exchange Commission Ghana Invitation for Tender for Official Vehicles
2018-09-14Public Notice on Financial Investment Schemes and Products by Unlicensed Entities