Securities and Exchange Commission of Sri Lanka

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undatedRules Applicable to Investment Managers
undatedGuidelines for Custodians Providing Services to Market Institutions, Intermediaries, Listed Companies, or Collective Investment Schemes
undatedGuidelines Applicable for Auditors Providing Services to Market Institutions, Intermediaries, Listed Public Companies, or Collective Investment Schemes
undatedShari’ah Compliant Securities Screening Methodology
undatedSecurities and Exchange Commission of Sri Lanka (Amendment) Act, No. 47 of 2009
undatedGuidelines for Actuaries Providing Services to Market Institutions, Intermediaries, Listed Companies, or Collective Investment Schemes
undatedStakeholder Consultation on Draft Code of Conduct for Corporate Finance Advisors
undatedRevised Corporate Governance Rules
undatedDirective on Categorization of Collective Investment Schemes (Unit Trusts)
undatedRules Applicable to an Exchange
undatedUnit Trust Code for Sri Lanka Real Estate Investment Trust 2020
undatedSecurities and Exchange Commission of Sri Lanka Regulations 1993
undatedGuidelines on Anti-Money Laundering, Countering the Financing of Terrorism and Countering Proliferation Financing for the Securities Market
undatedApplication for Transfer of Securities Outside the Trading System
undatedGuidelines for Trustees Providing Services to Market Institutions, Intermediaries, Listed Companies, or Collective Investment Schemes
undatedAdministrative Charges for Processing Off The Floor Transfers
undatedSecurities and Exchange Commission of Sri Lanka Act No. 19 of 2021
undatedGuidelines for Valuers Providing Services to Market Institutions and Listed Companies
undatedSecurities and Exchange Commission of Sri Lanka Take-overs and Mergers Code 1995 (Amended 2003)
undatedCollective Investment Scheme Code of 2022
2026-05-05SEC Directive Related Party Portfolio Management Limits and Minimum Number of Clients
2026-03-06Directive for Accredited Shariah Scholars dated 6th March 2026
2026-02-26Directive on Shariah Compliant Debt Securities dated 26th February 2026
2026-02-26Directive on Whitelist Indices dated 26th February 2026
2026-01-09SEC Directive 09.01.2026 Mandatory Submission of Feedback Form by an Outgoing Compliance Officer of a Market Institution or Market Intermediary
2026-01-07SEC Sri Lanka Guidelines on Anti-Money Laundering, Countering the Financing of Terrorism and Countering Proliferation Financing
2025-10-28SEC Sri Lanka Directive on Disciplinary Actions for Listing Rule Non-Compliance
2025-10-03SEC Directive on AML CFT CPF Compliance for the Securities Market
2025-06-11Repeal of Securities and Exchange Commission of Sri Lanka Rules 2001
2024-12-30SEC Directive 30 12 2024
2024-10-15SEC Directive on Minimum Financial Requirements applicable to certain categories of Market Intermediaries
2024-10-04SEC Directive on Submission of Compliance Reports by Trustees of Collective Investment Schemes
2024-10-04SEC Sri Lanka Directive on Additional Requirements for Collective Investment Schemes
2024-10-04SEC Directive on Liquidity, Borrowing, and Investment Limits for Collective Investment Schemes
2024-08-01Directive on Certification Programs, Viva Voce Examinations, and Continuous Professional Development for Investment Advisors
2024-05-15SEC Directive 15 05 2024
2024-05-09SEC Letter Compliance with Rules Relating to Fitness and Propriety
2023-10-06Directive on Disciplinary Actions for Listing Rule Non-Compliances
2023-07-24Minimum Governance Requirements Applicable to Market Intermediaries
2023-07-23Public Consultation on Revising Corporate Governance Rules for Colombo Stock Exchange Listed Entities
2023-04-26SEC Directive on Minimum Financial Requirements
2023-04-24SEC Sri Lanka Directive Regarding Mr. Sriyan Gurusinghe
2023-04-04REVISION OF MARKET TRADING HOURS
2023-02-01SEC Sri Lanka Circular on Investment Advisor Registering Requirements
2022-07-06Public Consultation on Proposal for Introducing Sukuk Products at the Colombo Stock Exchange
2022-04-16SEC Sri Lanka Orders Temporary Closure of Colombo Stock Market
2022-04-07Public Consultation on Facilitating Equity Crowdfunding in Sri Lanka
2022-02-15Directive on Mandatory Updating of Contact and Bank Details for CDS Account Holders
2021-05-31SEC Sri Lanka Directive on Extension for Financial Statement Submission
2021-03-29Public Consultation on Revising Corporate Governance Rules for Colombo Stock Exchange Listed Entities
2021-01-01Guidelines for Accredited Shariah Scholars Recognized as Supplementary Service Providers under the SEC Act No. 19 of 2021
2020-08-14Directive on Qualification Framework for Unit Trust Industry
2020-07-10Amendment to Reinstatement Requirements for Investment Advisors
2020-04-30Directive 3: Relief Measures for Licensed Entities Due to COVID-19
2020-03-31Directive5
2020-03-31Directive 4: Moratorium on Interest Charges for Investors Affected by COVID-19
2020-01-01Directive on Index Based Circuit Breakers for the S&P SL20 Index
2018-12-31Regulatory Framework on Investments and Disposals in Listed Securities by Unit Trust Managing Companies
2018-12-18Revised Capital Market Qualification Framework 2018
2018-08-31Guidelines on Fitness and Propriety
2017-05-31Directive on Guidelines for Unit Trust Advertisements and Promotional Material
2017-02-03Revision of share transaction fees of the Colombo Stock Exchange (CSE) and Central Depository System (Pvt) Ltd (CDS)
2017-01-30Guidelines on Fitness and Propriety
2017-01-18SEC Sri Lanka Directive Prohibiting Related Party Transactions for Swarnamahal Financial Services PLC
2016-12-23Revision of Value Added Tax on Application Fees for Entities Licensed or Registered by the Securities and Exchange Commission of Sri Lanka
2016-11-22Mandatory implementation of risk based capital adequacy requirements
2016-11-17Revision of Rules on Minimum Public Holding Applicable to All Listed Public Companies
2016-07-20Directive on Sale of Agalawatte Plantation PLC Shares by Mackwoods Plantations
2016-07-14SEC Directive to Freeze Shares of Blue Diamonds Jewellery Worldwide PLC Chairman
2016-05-13Stop Order on Payment of Trade Proceeds Due to Possible Capital Market Law Violation
2016-05-06SEC Sri Lanka Directive on Entrust Capital Markets Regarding Regulatory Concerns
2015-09-29Regulatory Standards Applicable to Market Intermediaries
2015-07-13Revision of Application Fees for Entities Licensed/Registered by the Securities and Exchange Commission of Sri Lanka
2015-03-24Directive to Blue Diamonds Jewellery Worldwide PLC Regarding Corporate Governance Compliance
2015-03-20SEC Directive to Kalpitiya Beach Resort PLC Regarding IPO Fund Misuse
2014-12-30Consultation Paper 23: Establishing a Panel of Valuers for Listed Company Financials
2014-12-23Directive on Disclosures Regarding the Basis of Offer Price in Initial Public Offers
2014-11-17Consultation Paper 22 – Basis of Offer Price of an IPO for Equity
2014-10-21Consultation Paper 21: Evaluating the Possibility of Establishing a Minority Investors’ Association for Public Listed Companies
2014-09-24SEC Sri Lanka Directive on Minimum Unit Holders for Unit Trust Funds
2014-09-22SEC Sri Lanka Directive Lifting Price Constraints for Financial Consolidation Plan Transactions
2014-08-15SEC Directive on Compensation by Adam Investments PLC for Cancelled PC Pharma PLC Trades
2014-08-11Directive on cancellation of trades by Adam Investments PLC of PC Pharma PLC
2014-07-01Clarification on the Administration of Section 5(4) of the Delisting Rules
2014-04-29Directive on Commencement of Business Operations for Investment Managers
2014-04-29Reconciliation of the definition of Public Holding
2014-03-12SEC Sri Lanka Directive Extending Prevention of Alienation of Non-Current Assets for Touchwood Investments PLC
2013-12-27Disclosure requirements for directors and CEOs dealings
2013-12-17Valuation Methods for Fixed Income Instruments
2013-12-12Adoption of Code of Best Practices on Related Party Transactions
2013-11-07Directive on Maintenance of Minimum Number of Unit Holders for Unit Trust Funds
2013-11-04SEC Sri Lanka Circular on Electronic Filing System for Unit Trust Monthly Returns
2013-10-11Increase of minimum number of public shareholders on the Diri Savi Board
2013-10-11Reinstatement of Introductions as a method of listing
2013-09-27Consultation Paper 20: Re-introduction of Listing Equity via Introduction Method
2013-09-27Draft Rules on Minimum Public Float as a Continuous Listing Requirement
2013-08-23Modification of directive SEC/LEG/12/03/07 on post-IPO share lock-in
2013-08-08Securities and Exchange Commission of Sri Lanka Consultation Paper 18: Policy Decisions to Develop the Corporate Bond Market
2012-04-02SEC Sri Lanka Directive on Restrictions for Extending Warrant Trading Periods
2009-01-07SEC Sri Lanka Circular No. 01/2009 on Unit Trust Investment Restrictions, Portfolio Management, and Minimum Net Capital
2009-01-07Guidelines for Trustees and Managing Companies of Unit Trust Funds
2003-04-29Securities and Exchange Commission of Sri Lanka (Amendment) Act, No. 18 of 2003
1991-01-01Securities Council Amendment Act No 26 of 1991
1987-01-01Securities and Exchange Commission of Sri Lanka Act No. 36 of 1987
1987-01-01The Securities Council Act, No. 36 of 1987