Financial Crimes Enforcement Network

818 documents, newest first — showing 401–600.

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2011-12-19Account Takeover Activity (FinCEN Advisory – FIN-2011-A016)
2011-12-15Assessment of Civil Money Penalty in the Matter of Frank E. Mendoza
2011-12-08Assessment of Civil Money Penalty Against Sarith Meas
2011-11-28Imposition of Special Measure Against the Islamic Republic of Iran as a Jurisdiction of Primary Money Laundering Concern
2011-11-25Finding that the Islamic Republic of Iran is a Jurisdiction of Primary Money Laundering Concern
2011-11-15Guidance to Financial Institutions Based on the Financial Action Task Force Publication on Anti-Money Laundering and Counter-Terrorist Financing Risks
2011-11-03FinCEN Proposes Anti-Money Laundering Program and Suspicious Activity Reporting Requirements for Housing Government Sponsored Enterprises
2011-11-02Final Rule – Definitions and Other Regulations Relating to Prepaid Access
2011-10-17FinCEN Proposes Reporting Requirement of International Transport of Prepaid Access Products at U.S. Borders
2011-10-11Comprehensive Iran Sanctions, Accountability, and Divestment Act of 2010 Reporting Requirements Under Section 104(e)
2011-10-11FinCEN Guidance on FBAR Requirements for Former Employees with Signature Authority over Former Employer Accounts
2011-09-23Assessment of Civil Money Penalty Against Mohamed Mohamed-Abas Sheikh
2011-09-14Proposal That Electronic Filing of Bank Secrecy Act Reports Be Required
2011-09-09FinCEN Notice 2011-3 Administrative Relief for Sellers and Providers of Prepaid Access
2011-09-07Assessment of Civil Money Penalty in the Matter of Altima, Inc.
2011-08-22Assessment of Civil Money Penalty Against Ocean Bank
2011-08-10Guidance to Financial Institutions on the Commercial Bank of Syria (FinCEN Advisory – FIN-2011-A013)
2011-07-26Withdrawal of the Finding of Primary Money Laundering Concern and the Final Rule against VEF Banka
2011-07-21Amendment to the Bank Secrecy Act Regulations – Definitions and Other Regulations Relating to Money Services Businesses
2011-07-13Guidance to Financial Institutions Based on the Financial Action Task Force Publication on Anti-Money Laundering and Counter-Terrorist Financing Risks (FinCEN Advisory – FIN-2011-A011)
2011-07-08Guidance to Financial Institutions on Recent Events in Syria (FinCEN Advisory – FIN-2011-A010)
2011-06-17FinCEN Notice 2011-2: Extended FBAR Filing Date for Officers or Employees of SEC-Registered Investment Advisors
2011-05-31FinCEN Notice 2011-1: Extended FBAR Filing Date for Certain Officers and Employees
2011-05-18Bank Secrecy Act Regulations—Definitions and Other Regulations Relating to Prepaid Access
2011-05-02Comprehensive Iran Sanctions, Accountability, and Divestment Act of 2010 Reporting Requirements Under Section 104(e)
2011-04-21Information on Narcotics and Bulk Currency Corridors (FinCEN Advisory – FIN-2011-A009)
2011-04-21Assessment of Civil Money Penalty Against Lower Sioux Indian Community d/b/a Jackpot Junction Casino Hotel
2011-04-15Guidance to Financial Institutions on Transactions Involving Banking Activities by Entities Originating in the Transnistria Region of Moldova
2011-04-12Preparation Guidelines for completing the March 2011 version of FinCEN Form 103, Currency Transaction Report by Casinos
2011-04-12Preparation Guidelines for completing the March 2011 version of FinCEN Form 101, Suspicious Activity Report by the Securities and Futures Industries
2011-03-30Advisory on Activities Potentially Related to Commercial Real Estate Fraud (FinCEN Advisory – FIN-2011-A007)
2011-03-24Assessment of Civil Money Penalty Against Pacific National Bank
2011-03-24Interagency Guidance on Accepting Accounts from Foreign Embassies, Consulates and Missions
2011-03-21Guidance to Financial Institutions Based on the Financial Action Task Force Publication on Anti-Money Laundering and Counter-Terrorist Financing Risks
2011-03-11Assessment of Civil Money Penalty Against Victor Kaganov
2011-03-10FinCEN Ruling on Definition of Currency for CMIR Reporting
2011-03-02Assessment of Civil Money Penalty Against Mohamed Abukar Sufi d/b/a Halal Depot
2011-03-02Assessment of Civil Money Penalty Against Omar Abukar Sufi d/b/a Halal Depot
2011-02-25Technical Amendment to 31 CFR Chapter X
2011-02-24Guidance to Financial Institutions on Recent Events in Libya (FinCEN Advisory – FIN-2011-A004)
2011-02-24Amendment to the Bank Secrecy Act Regulations – Reports of Foreign Financial Accounts
2011-02-22Advisory to Financial Institutions on Filing Suspicious Activity Reports Regarding Elder Financial Exploitation
2011-02-16Guidance to Financial Institutions on Recent Events in Egypt (FinCEN Advisory - FIN-2011-A002)
2011-02-11Assessment of Civil Money Penalty Against Zions First National Bank
2011-02-10Finding that Lebanese Canadian Bank SAL is a financial institution of primary money laundering concern
2011-02-10Imposition of Special Measure against Lebanese Canadian Bank SAL as a financial institution of primary money laundering concern
2011-01-26Comment Request; Bank Secrecy Act Designation of Exempt Person Database Proposed Data Fields
2011-01-20Guidance to Financial Institutions on Recent Events in Tunisia (FinCEN Advisory – FIN-2011-A001)
2011-01-18Comment Request; Bank Secrecy Act Currency Transaction Report Database Proposed Data Fields
2010-12-20Notice and Request for Nominations - Bank Secrecy Act Advisory Group Solicitation of Application for Membership
2010-12-16In the Matter of Baltic Financial Services, Inc.
2010-12-09Anti-Money Laundering Program and Suspicious Activity Report Filing Requirements for Residential Mortgage Lenders and Originators
2010-11-23Confidentiality of Suspicious Activity Reports
2010-11-23Confidentiality of Suspicious Activity Reports
2010-11-23Frequently Asked Questions: Suspicious Activity Reporting Requirements for Mutual Funds
2010-11-23Maintaining the Confidentiality of Suspicious Activity Reports (FinCEN Advisory – FIN-2010-A014)
2010-11-23Guidance on Sharing Suspicious Activity Reports by Depository Institutions with Certain U.S. Affiliates
2010-11-18Guidance to Financial Institutions Based on the Financial Action Task Force Publication on Anti-Money Laundering and Counter-Terrorist Financing Risks (FinCEN Advisory – FIN-2010-A013)
2010-11-09Funds Travel Regulations Questions and Answers Guidance
2010-10-26Transfer and Reorganization of Bank Secrecy Act Regulations
2010-10-15Comment Request; Bank Secrecy Act Suspicious Activity Report Database Proposed Data Fields
2010-09-30Cross-Border Electronic Transmittals of Funds
2010-09-01In the Matter of Pinnacle Capital Markets, LLC
2010-09-01Informal Value Transfer Systems (Revised July 5, 2022 (FinCEN Advisory – FIN-2010-A011)
2010-07-16Guidance to Financial Institutions Based on the Financial Action Task Force Publication on Anti-Money Laundering and Counter-Terrorist Financing Risks (FinCEN Advisory – FIN-2010-A009)
2010-06-30Casino or Card Club Compliance Program Assessment
2010-06-30Casino or Card Club Risk-Based Compliance Indicators
2010-06-28Amendment to the Bank Secrecy Act Regulations – Definitions and Other Regulations Relating to Prepaid Access
2010-06-22Update on the Continuing Illicit Finance Threat Emanating from Iran (FinCEN Advisory - FIN-2010-A008)
2010-06-21Mexican Regulations Restricting Mexican Banks from Receiving U.S. Currency
2010-06-17Updated Advisory to Financial Institutions on Filing Suspicious Activity Reports Regarding Loan Modification/Foreclosure Rescue Scams
2010-06-08Application of Section 311 Special Measures to the payment of current and future potential obligation of a US customer
2010-06-08Application of Section 311 Special Measures to Payments under a Stand-By Letter of Credit
2010-06-03Assessment of Civil Money Penalty Against Pamrapo Savings Bank, S.L.A.
2010-05-04Assessment of Civil Money Penalty Against Eurobank for BSA Violations
2010-04-27Advisory to Financial Institutions on Filing Suspicious Activity Reports Regarding Home Equity Conversion Mortgage Fraud Schemes
2010-04-14Amendment to the Bank Secrecy Act Regulations – Defining Mutual Funds as Financial Institutions
2010-03-29Withdrawal of Advisory FIN-2008-A004 (FinCEN Advisory – FIN-2010-A004)
2010-03-18Guidance to Financial Institutions Based on the Financial Action Task Force Publication on Anti-Money Laundering and Counter-Terrorist Financing Risks
2010-03-17Assessment of Civil Money Penalty in the Matter of Wachovia Bank, National Association
2010-03-05Guidance on Obtaining and Retaining Beneficial Ownership Information
2010-02-26Amendment to the Bank Secrecy Act Regulations – Reports of Foreign Financial Accounts
2010-02-18Advisory to Financial Institutions on Filing Suspicious Activity Reports regarding Trade-Based Money Laundering
2010-02-10Expansion of Special Information Sharing Procedures to Deter Money Laundering and Terrorist Activity
2010-01-25Bank Secrecy Act Advisory Group Solicitation of Application for Membership
2010-01-19Determination of Money Services Business Status and Obligations Under the Funds Transfer Recordkeeping Rule, and Request for Regulatory Relief
2010-01-12Customer Identification Program Rule – Address Confidentiality Programs
2009-12-10Requirements for Correcting Errors in Electronically Batch-Filed Suspicious Activity Reports
2009-11-16Expansion of Special Information Sharing Procedures to Deter Money Laundering and Terrorist Activity
2009-10-28Guidance to Financial Institutions on AML/CFT Risks Posed by Iran, Uzbekistan, Turkmenistan, Pakistan, and São Tomé and Príncipe
2009-10-14Advisory to Financial Institutions on Filing Suspicious Activity Reports Regarding TARP-related Programs
2009-09-30Frequently Asked Questions Casino Record keeping, Reporting, and Compliance Program Requirements
2009-08-31FinCEN Guidance on Determining Eligibility for Exemption from Currency Transaction Reporting Requirements
2009-07-23Withdrawal of Advisory FIN-2008-A003 (FinCEN Advisory – FIN-2009-A005)
2009-07-21Anti-Money Laundering Program and Suspicious Activity Report Requirements for Non-Bank Residential Mortgage Lenders and Originators
2009-07-10Guidance to Financial Institutions Based on the Financial Action Task Force Statement on Anti-Money Laundering and Counter-Terrorist Financing Risks Posed by Iran, Uzbekistan, Turkmenistan, Pakistan, and São Tomé and Príncipe
2009-07-02Treatment of Deposits by Armored Cars for Currency Transaction Report Purposes
2009-07-01Structuring by Casino Patrons and Personnel (FinCEN Advisory – FIN-2009-A003)
2009-06-18North Korea Government Agencies’ and Front Companies’ Involvement in Illicit Financial Activities
2009-06-16Guidance on the Scope of Permissible Information Sharing Covered by Section 314(b) Safe Harbor of the USA PATRIOT Act
2009-06-05Amendment to the Bank Secrecy Act Regulations; Defining Mutual Funds as Financial Institutions
2009-05-12Amendment to the Bank Secrecy Act Regulations – Definitions and Other Regulations Relating to Money Services Businesses
2009-05-12List of Commenters on Definitions and Other Regulations Relating to Money Services Businesses
2009-05-07Ruling on Exemption of Non-Listed Insurance Companies from Currency Transaction Reporting
2009-04-27Guidance on Supporting Information for Determining Ineligible Revenue Portion for Currency Transaction Reporting Exemptions
2009-04-20Assessment of Civil Money Penalty Against Doha Bank, New York Branch
2009-04-06Guidance to Financial Institutions on Filing Suspicious Activity Reports regarding Loan Modification/Foreclosure Rescue Scams
2009-04-06Mortgage Loan Fraud: An Update of Trends based Upon an Analysis of Suspicious Activity Reports
2009-03-10Ruling on Whether a Money Services Business Must Maintain Separate Deposit Accounts for Check Cashing and Money Transmission Lines
2009-03-09Interpretive Guidance on Sharing Suspicious Activity Reports by Securities Broker-Dealers, Mutual Funds, Futures Commission Merchants, and Introducing Brokers with Certain U.S. Affiliates
2009-03-09Interpretive Guidance on Sharing Suspicious Activity Reports by Depository Institutions with Certain U.S. Affiliates
2009-03-09Confidentiality of Suspicious Activity Reports
2009-02-20Ruling on Whether a Company Engaging in Microfinance is a Money Services Business
2009-02-20FinCEN Ruling FIN-2008-R010 on Money Services Business Status for Social Security and Veteran Benefits Agents
2009-01-22FinCEN Ruling FIN-2009-R001 on Whether Service Provider to Prepaid Stored Value Program Participants is a Money Services Business
2009-01-15Revision of the CTR Exemption Rule Effective January 5, 2009 Completion of FinCEN Form 110
2009-01-12Ruling on Whether a Company Offering a Loan Acceleration Product is a Money Services Business
2009-01-09Notice to Registered Money Services Businesses: Registration Renewal Deadline
2008-12-31Notice to Registered Money Services Businesses
2008-12-04Amendment to the Bank Secrecy Act Regulations – Exemptions from the Requirement to Report Transactions in Currency
2008-11-07Transfer and Reorganization of Bank Secrecy Act Regulations; Proposed Rule
2008-09-10Application of the Definition of Money Transmitter to Brokers and Dealers in Currency and Other Commodities
2008-08-01Recognizing Suspicious Activity - Red Flags for Casinos and Card Clubs
2008-06-03Bank Secrecy Act Obligations of a U.S. Clearing Broker-Dealer Establishing a Fully Disclosed Clearing Relationship with a Foreign Financial Institution
2008-05-27Ruling on Whether a Certain Operation Protecting On-line Personal Financial Information is a Money Transmitter
2008-05-21Ruling on Whether an Authorized Agent for the Receipt of Utility Payments is a Money Transmitter
2008-05-02Preparation Guidelines for Use of Special Response XX in FinCEN Form 109, Suspicious Activity Report by Money Services Business
2008-04-28Assessment of Civil Money Penalty Against United Bank for Africa, PLC New York Branch
2008-04-28Withdrawal of Advisories 21 and 21A Concerning Transactions Involving the Republic of Nauru
2008-04-23Proposed Amendments to the Bank Secrecy Act Regulations - Exemptions from the Requirement to Report Transactions in Currency; Comment Request
2008-04-18Withdrawal of Notice and Proposed Rulemaking Against the Republic of Nauru
2008-04-17Guidance to Financial Institutions on Filing Suspicious Activity Reports regarding the Proceeds of Foreign Corruption
2008-04-14Assessment of Civil Money Penalty Against El Noa Noa Corporation
2008-04-10Withdrawal of the Finding of Primary Money Laundering Concern and the Notice of Proposed Rulemaking Against First Merchant Bank
2008-03-20Guidance to Financial Institutions on the Continuing Money Laundering Threat Involving Illicit Iranian Activity (FinCEN Advisory – FIN-2008-A002)
2008-03-20Guidance to Financial Institutions on the Money Laundering Threat Involving the Turkish Cypriot Administered Area of Cyprus
2008-03-20Frequently Asked Questions Anti-Money Laundering Program and Suspicious Activity Reporting Requirements for Insurance Companies
2008-03-20Guidance to Financial Institutions on the Money Laundering Threat Involving the Republic of Uzbekistan (FinCEN Advisory – FIN-2008-A004)
2008-03-19Ruling on Whether a Foreign Exchange Consultant is a Currency Dealer or Exchanger or Money Transmitter
2008-03-18Ruling on Whether Foreign Exchange Risk Management Entities Are Currency Dealers or Money Transmitters
2008-03-18Ruling on Whether a Foreign Exchange Dealer is a Currency Dealer or Exchanger or Money Transmitter
2008-03-10Ruling on Whether Certain Reloadable Card Operations Are Money Services Businesses
2008-03-10Guidance for Dealers, Including Certain Retailers, of Precious Metals, Precious Stones, or Jewels, on Conducting a Risk Assessment of Their Foreign Suppliers
2008-03-04Customer Identification Program Rule No-Action Position Respecting Broker-Dealers Operating Under Fully Disclosed Clearing Agreements According to Certain Functional Allocations
2008-01-30Application of Correspondent Account Rules to the Presentation of Negotiable Instruments Received by a Covered Financial Institution for Payment
2008-01-28Assessment of Civil Money Penalty Against Sigue Corporation and Sigue, LLC
2008-01-25Reporting of Certain Currency Transactions for Sole Proprietorships and Legal Entities Operating Under a Doing Business As Name
2008-01-10Ruling on Whether Cashing Checks to Repay Customer Obligations Constitutes a Money Services Business
2007-12-03Application of the Definition of Money Services Business to Certain Owner-Operators of Automated Teller Machines Offering Limited Services
2007-11-15Ruling on Whether a Publicly Traded Company Cashing Its Own Loan Checks Is a Money Services Business
2007-11-14Frequently Asked Questions Casino Recordkeeping, Reporting, and Compliance Program Requirements
2007-10-16Guidance to Financial Institutions on the Increasing Money Laundering Threat Involving Illicit Iranian Activity
2007-10-10Suggestions for Addressing Common Errors Noted in Suspicious Activity Reporting
2007-09-17In the Matter of Union Bank of California, N.A.: Assessment of Civil Money Penalty
2007-09-05Application of the Correspondent Account Rule to Executing Dealers Operating in Over-The-Counter Foreign Exchange and Derivatives Markets Pursuant to Prime Brokerage Arrangements
2007-08-08Special Due Diligence Programs for Certain Foreign Accounts
2007-08-06Assessment of Civil Money Penalty Against American Express Bank International and American Express Travel Related Services Company, Inc
2007-06-25An MSB Guide
2007-06-21Amendments to Bank Secrecy Act Regulations - Casino Recordkeeping and Reporting Requirements
2007-06-13Guidance on Requests by Law Enforcement for Financial Institutions to Maintain Accounts
2007-05-01Transactions Involving Nigeria (Advisory Withdrawal - Issue 32A)
2007-04-20Application of the Customer Identification Program Rule to Future Commission Merchants Operating as Executing and Clearing Brokers in Give-Up Arrangements
2007-02-16Amendment to the Bank Secrecy Act Regulations Imposition of Special Measure Against Banco Delta Asia, Including its subsidiaries Delta Asia Credit Limited and Delta Asia Insurance Limited, as a Financial Institution of Primary Money Laundering Concern
2006-12-27Assessment of Civil Money Penalty Against Beach Bank
2006-12-21Completion of TIN on FinCEN Form 107 for Inclusion on FinCEN’s Posted MSB Registration List
2006-12-14Assessment of Civil Money Penalty Against The Foster Bank
2006-12-12Frequently Asked Question Customer Identification Programs and Banks Serving as Insurance Agents
2006-11-09Potential Money Laundering Risks Related to Shell Companies
2006-10-31Assessment of Civil Money Penalty Against Israel Discount Bank of New York
2006-10-04Frequently Asked Questions Suspicious Activity Reporting Requirements for Mutual Funds
2006-09-22Frequently Asked Questions Conducting Independent Reviews of Money Services Business Anti-Money Laundering Programs
2006-08-10Corporate Credit Unions’ Currency Transaction Reporting Obligations
2006-07-20Assessment of Civil Money Penalty Against Deprez's Quality Jewelry and Loans, Inc.
2006-07-12Amendment to the Bank Secrecy Act Regulations Imposition of Special Measure Against VEF Banka
2006-06-21Joint Advance Notice of Proposed Rulemaking - Threshold for the Requirement to Collect, Retain, and Transmit Information on Funds Transfers and Transmittals of Funds - 31 CFR Part 103, 12 CFR Part 219
2006-06-07Application of Due Diligence Regulations for Foreign Accounts to Introduced Accounts and Give-Up Arrangements in the Futures Industries
2006-05-31Frequently Asked Questions Anti-Money Laundering Program and Suspicious Activity Reporting Requirements for Insurance Companies
2006-05-19Assessment of Civil Money Penalty Against Liberty Bank of New York
2006-05-10Application of the Regulations Requiring Special Due Diligence Programs for Certain Foreign Accounts to the Securities and Futures Industries
2006-05-09Assessment of Civil Money Penalty Against Frosty Food Mart
2006-05-04Amendment to the Bank Secrecy Act Regulations Requirement that Mutual Funds Report Suspicious Transactions
2006-05-03Application of the Regulations regarding Special Due Diligence Programs for Certain Foreign Accounts to NSCC Fund/SERV Accounts
2006-04-28Guidance to Financial Institutions on the Repatriation of Currency Smuggled into Mexico from the United States
2006-04-26Assessment of Civil Money Penalty Against BankAtlantic
2006-04-25Frequently Asked Question Customer Identification Program Responsibilities under the Agency Lending Disclosure Initiative
2006-04-19Assessment of Civil Money Penalty Against Metropolitan Bank & Trust Company, New York Branch
2006-04-10Guidance to Financial Institutions on the Provision of Financial Services to Belarusian Senior Regime Elements Engaged in Illicit Activities
2006-03-31Frequently Asked Questions: Businesses Cashing Their Own Checks
2006-03-24Assessment of Civil Money Penalty in the Matter of the Tonkawa Tribe of Oklahoma and Edward E. Street
2006-03-24Administrative Ruling on Cash Wagers as Bets of Currency
2006-03-21Proposed Amendments to Bank Secrecy Act Regulations Regarding Casino Recordkeeping and Reporting Requirements
2006-03-21Proposed Collection: Cross-Border Electronic Transmittals of Funds Survey
2006-03-15Amendment to the Bank Secrecy Act Regulation Special Measure Against Commercial Bank of Syria
2006-03-10Advance Notice of Proposed Rulemaking on Provision of Banking Services to Money Services Businesses
2006-02-14Frequently Asked Question regarding Customer Identification Programs for Futures Commission Merchants and Introducing Brokers (31 CFR 103.123)
2006-02-10Administrative Ruling on Currency Transaction Reports for Sole Proprietorships
2006-02-03Registration and De-Registration of Money Services Businesses
2006-02-03Frequently Asked Questions Foreign Bank Recertifications under 31 C.F.R. § 103.177
2006-01-20Interagency Guidance on Sharing Suspicious Activity Reports with Head Offices and Controlling Companies
2006-01-20Guidance on Sharing of Suspicious Activity Reports by Securities Broker-Dealers, Futures Commission Merchants, and Introducing Brokers in Commodities