Authorization, registration and licensing frameworks for banks, fintechs and financial-service providers. 12 publications, summarized in English and updated same-day.
Opinion on the end of the No-action Letter transition period
European Union
EBA
Final Report on EMIR 3 RTS on authorisation and extensions of activity
European Union
ESMA
Final Report on Draft RTS on the Threshold for Banking-Type Ancillary Services
European Union
EBA
ESMA Opinion on MiCA Regulatory Technical Standards for Crypto-Asset Service Provider Authorisations and Notifications
European Union
ESMA
Final Report on Draft Technical Standards for Markets in Crypto Assets Regulation First Package
European Union
ESMA
Final Report on review of technical standards on passporting under Article 34 of MiFID II
European Union
ESMA
Final Report on the Review of the RTS on the information to be provided in an application for authorisation and registration under the Benchmarks Regulation
European Union
ESMA
JC 2016 Joint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector
European Union
ESMA
Joint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector
European Union
ESMA
Guidance on registering securitisation repositories
European Union
ESMA
Final Report on MiFID II-MiFIR draft technical standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities
European Union
ESMA
Final report on regulatory technical standards for credit rating agency registration and certification
European Union
ESMA