Regulatory Alerts2019-02-11 | 2019-01852Added · Updated
Annual Adjustment of Civil Monetary Penalties To Reflect Inflation—2019
The Commodity Futures Trading Commission amends 17 CFR Part 143 to update the maximum civil monetary penalties for violations of the Commodity Exchange Act based on a 2018 Consumer Price Index multiplier of 1.02522. The new penalty amounts apply to violations occurring on or after November 2, 2015, for penalties assessed after January 15, 2019. Adjusted maximums include $165,227 for non-manipulation violations by non-registered entities and $1,191,842 for manipulation violations by registered entities or any person.
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