Regulatory Alerts2024-09-11 | 2024-19819Added
Form N-PORT and Form N-CEN Reporting; Guidance on Open-End Fund Liquidity Risk Management Programs
The Securities and Exchange Commission adopted amendments to Forms N-PORT and N-CEN requiring registered investment companies to file monthly portfolio holdings within 30 days of month-end and make this data publicly available with a 60-day delay. The rule also mandates that open-end funds report information regarding service providers used to comply with liquidity risk management program requirements. These changes aim to enhance regulatory monitoring and investor transparency by providing timelier, standardized data on fund portfolios and associated risks.
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