Securities and Exchange Commission Nigeria

337 documents, newest first — showing 201–337.

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2020-10-10SEC Form 01 for Reporting Compliance on the SEC Corporate Governance Guidelines
2020-10-02SEC Form 01 for Reporting Compliance on the SEC Corporate Governance Guidelines
2020-09-22New Rules And Sundry Amendments As At 10 September 2020
2020-09-14Statement on Digital Assets and Their Classification and Treatment
2020-09-10Sundry Amendments to the Rules and Regulations of the Commission
2020-08-10Notification for 2020 First CMC Webinar Meeting
2020-06-26Activities of an Illegal Operator IBSmartify Nigeria
2020-06-22New Rules and Amendments to the Rules and Regulations of the Commission
2020-06-18Requirement for Additional Information on All Prospectuses Issued to the Public
2020-06-14Official Disclaimer on Alleged Resignation of Ms. Mary Uduk as SEC DG
2020-05-11Circular To All Regulated Entities And The Market – Update On COVID 19
2020-04-232020 Capital Market Committee Meeting Calendar
2020-04-21The Nigerian Capital Market Community Launches Initiative To Support The Fight Against COVID-19
2020-04-13Official Disclaimer on Alleged Recruitment Exercise
2020-04-06Investor’s Data and Consent Form
2020-03-31Circular To All Regulated Entities And The Market on COVID-19 Disclosure and Compliance
2020-03-26Clarification on Prohibition of Gifts at General Meetings (AGMS/EGMS)
2020-03-26Activities of Unlawful Market Operators
2020-03-24Circular to Capital Market Stakeholders on COVID-19
2020-03-23Circular on Post-Approval Amendments to Transaction Documents
2020-03-14International Conference on the Nigerian Commodities Market 16-17 March 2020
2020-03-13Communique Issued at the 2020 Budget Seminar: Leveraging the 2020 Budget and the Finance Act for the Growth of the Nigerian Capital Market
2020-03-13Maintaining And Updating Comprehensive Investors/Shareholders Account Information
2020-02-07Training Programme For Capital Market Operators and Compliance Officers
2020-02-07Securities and Exchange Commission 4th Budget Seminar
2020-01-29Public Notice on Penalties and Ban Expiration for Adekunle Alli
2020-01-29Guidelines on Net Capital: SEC Rules 57 and 58
2019-12-30New Rules and Amendments to the Rules and Regulations of the Securities and Exchange Commission, Nigeria
2019-12-24Sec New Rules And Ammendments 23 December 2019
2019-12-24New Rules and Amendments to the Rules and Regulations of the Commission
2019-10-30Rules July 2017 Final For Execution 11 10 2017
2019-10-29Rules For Upload October 2019 Final
2019-10-28Operations of Nominee Accounts by Capital Market Operators
2019-10-05BGL Group APC Decision
2019-10-01Securities and Exchange Commission Nigeria New Rules and Amendments 2019
2019-09-13IOSCO to launch 2019 World Investor Week to promote investor education
2019-09-13Reduction of Exemption Fees for Some Capital Market Experts
2019-09-11Unclaimed Dividends of Defunct Afribank Plc
2019-08-28The Future of FinTech in Nigeria: Report of the FinTech Roadmap Committee of the Nigerian Capital Market
2019-08-27New Rules And Sundry Amendments As At August 21 2019
2019-08-21New Rules and Sundry Amendments to the Rules and Regulations of the Securities and Exchange Commission, Nigeria
2019-08-15Notification for the Second Capital Market Committee Meeting in 2019
2019-07-29SEC Continues Verification of Dantata Investors
2019-06-27CMOs Without Managing Directors and Compliance Officers
2019-06-10Cross-Reference Checklist Review
2019-06-10Press Release on Suspension of the Annual General Meeting of Oando Plc
2019-06-09Investigation of Oando Plc
2019-05-31Circular on Unclaimed Dividends of Defunct Skye Bank Plc
2019-05-31Rescheduled Special Training for Interested Sponsored Individuals and Capital Market Practitioners
2019-05-31Press Release on Investigation of Oando Plc
2019-05-27Unethical Commission Sharing Practice by Brokers, Issuing Houses, Bookrunners and Receiving Agents
2019-05-23SEC, NSE Streamline Listing Process to Encourage More Listings
2019-05-13Special Training for Interested Sponsored Individuals and Other Capital Market Practitioners
2019-05-08Public Notice on Dantata Success and Profitable Company
2019-04-15Notice of Registration Interview for Capital Market Operators, April 16–18, 2019
2019-03-28Extension of Deadline for Dividend Warrants and E-Dividend Registration
2019-03-08Public Notice on the Visionscape Bond Default and Regulatory Scope
2019-02-25Illegal Fund Manager – Dantata Success and Profitable Company
2019-02-20Notice to All Issuers and Issuing Houses
2019-02-08Passage of the Federal Competition and Consumer Protection Act
2019-02-08First Capital Market Committee Meeting Notification 2019
2019-01-21Nigeria Capital Market Institute Training Calendar 2019
2019-01-18Fidelity Bond for the Year 2019
2019-01-14Refresher Course for Capital Market Operators
2019-01-01SEC Nigeria Data Privacy and Protection Policy
2018-11-14Introduction of the Interpretive Guidance Note (IGN)
2018-11-06Frequently Asked Questions on Regularization of Multiple Subscriptions
2018-10-24Collection of CMO Certificates of Registration
2018-10-2212 October 2018 Sec Ng Approved Rules
2018-10-19Online Retail Foreign Exchange (Forex) Trading
2018-10-19Notification for the Third Capital Market Committee Meeting in 2018
2018-10-19New Rule and Sundry Amendments to the Rules and Regulations of the Commission
2018-10-16Invitation to Tender for Supply of Laptop Computers by the Securities and Exchange Commission, Nigeria
2018-10-12New Rule and Sundry Amendments to the Rules and Regulations of the Commission
2018-10-10Mandatory Registration Of All Capital Market Operators With Their Respective Trade Groups/Associations
2018-09-14Quantum Securities Limited Court Order for Creditors Meeting
2018-09-04Training Programme for Capital Market Operators
2018-07-18Notice of Capital Market Stakeholders’ Forum
2018-07-08Publication on Proposed Initial Public Offering of MTN Nigeria Limited
2018-04-12Lifting of Technical Suspension on OANDO Shares
2018-02-26IOSCO Puts the Spotlights On Virtual Currencies
2017-12-05Forensic Exercise on Oando Plc
2017-11-29Sec Approved Rules Nov 2017 Batch B
2017-11-01New Rule and Sundry Amendments to the Rules and Regulations of the Commission
2017-10-11New Rules and Sundry Amendments to the Rules and Regulations of the Commission
2017-07-27SEC Circular on AML/CFT Returns Rendition by Capital Market Operators
2017-07-25Rules On Demutualization Of Securities Exchanges In Nigeria April 27 2015
2017-07-25New Rules and Amendments to the Rules and Regulations of the Commission
2017-07-25Rules for Demutualization of Securities Exchanges in Nigeria
2017-07-25June 2017 Sec Executed Rules Regulations
2017-07-25SEC Circular on VAIDS Compliance for Capital Market Operators and Public Limited Companies under Executive Order No. 004 of 2017
2017-07-15Circular to All Capital Market Operators without the Required Number of Sponsored Individuals
2017-06-29Extension of Deadline for Physical Dividend Warrants and Free e-Dividend Registration
2017-05-12Circular to Capital Market Experts and Professionals Who Did Not Respond to the Commission’s Data Update Request
2017-04-13Database of Un-Mandated Accounts in the Nigeria Capital Market (e-Dividend Registration)
2017-02-25SEC Nigeria Seals Up Business Premises of Yuan Dong (YDEC) for Illegal Capital Market Operations
2017-02-20Complaints Against Tine God Networks Limited (Illegal Operator)
2017-02-16Investors Alert: The Securities and Exchange Commission (SEC) Lifts Suspension of Heritage Capital Markets Ltd
2017-02-16Conviction of Marian Moses Ventures Ltd by the Federal High Court Kaduna Division
2017-01-16SEC Reorganizes for Efficiency
2017-01-05Approved Guidelines on Securities Settlements in Nigeria
2016-12-30Notice of Meeting with Directors and Sponsored Individuals of TransGlobe Investment and Finance Company Limited
2016-12-24Investors Alert! Suspension of Heritage Capital Markets Ltd
2016-12-09Update of Registration Information with the Commission
2016-08-30Mrs. Oge C. Ottiwu – Illegal Capital Market Activities
2016-08-30Public Alert on the Activities of MMM Federal Republic of Nigeria (nigeria.mmm.net)
2016-08-17Mandatory Registration of Capital Market Operators with Relevant Trade Groups and Associations
2016-08-04Circular to All Banks and Other Financial Institutions on Payment System Directives
2016-05-09Current Position on CMO Recapitalization Exercise
2015-12-31Investor’s Bank Account Update Form for Direct Settlement
2015-12-21Revocation of Registration of Capital Market Operators
2015-12-21Public Notice on Claims Against Mega Asset Managers Limited for Fraudulent Conversion of Client Funds
2015-12-15Public Notice on Fidelity Bonds for Capital Market Operators
2015-12-15Publication of the BGL 50 Index in ThisDay Newspapers
2015-12-15Public Notice: Postponement of the Launch of the Corporate Governance Scorecard
2015-12-15Prenotice on Cancellation of Certificates of Registration for Inactive Capital Market Operators
2015-12-15Notice of Registration Committee Meeting – November 9 and 10, 2015
2015-12-153rd Quarter CMC Meeting, November 2015
2015-10-19Implementation of the E-Dividend Mandate Management System (E-DMMS) Portal
2015-10-19Public Notice on the Implementation of e-Dividend Mandate Management System (e-DMMS) Portal
2015-04-17Rules on Trading in Unlisted Securities
2015-04-17Rules on Securitization
2015-04-17Code Of Conduct For Trustees 17415
2015-04-17Rules on securitization 17415
2015-04-17Code Of Conduct For Rating Agencies 17415
2015-04-17Rules on trading in unlisted securities 17415
2015-04-17Amendments 17415
2015-04-17Sundry Amendments to SEC Rules and Regulations - April 13, 2015
2014-05-12Transfer of Registration for Previously Registered Sponsored Individuals Who Left Before May 12, 2014
2014-01-01Rules on Infrastructure Funds, Foreign Collective Investment Schemes and Sundry Amendments
2013-01-01Securities and Exchange Commission Nigeria Rules and Regulations, 2013
2011-03-23Code Of Corporate Governance Web Optimized Odsk8b3
2011-01-01Freedom of Information Act 2011
2009-09-15The Investments and Securities Act 2007
2009-09-15The Investments and Securities Act, 2007
2008-08-0620090408210018code Of Conduct For Shareholders Associations In Nigeria
undatedNotice to all Capital market Operators (CMOS) on 2026 Renewal of Registration