Commodity Futures Trading Commission

2,362 documents, newest first — showing 1,401–1,600.

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• 2006-03-22CFTC Staff Letter 06-07: No-Action Relief for HedgeStreet $10-Plus Contract Reporting Levels
• 2006-03-14CFTC Staff Letter 06-06: No-Action Relief for Eurex Deutschland's MDAX Futures Contracts
• 2006-01-18CFTC Staff Letter 06-05: Interpretation of Satisfactory Subordination Agreement as Equity Capital Under Rule 1.17(d)
• 2006-01-11CFTC Staff Letter 06-02: No-Action Relief for Cargill Subsidiary ATOM Registration
• 2006-01-09CFTC Staff Letter 06-01: No-Action Position on Reporting Discretionary Option Strike Prices
• 2005-12-16CFTC Staff Letter 05-24: No-Action Relief for NYMEX Europe Limited Electronic Trading Systems
• 2005-11-30CFTC No-Action Relief for Alternative Capital Deductions Approved by SEC
• 2005-11-30CFTC Staff Letter 05-21: No-Action Relief for Alternative Capital Deductions
• 2005-11-23CFTC Staff Letter 05-23 (No-Action): Eurex Deutschland’s request for no-action relief in connection with the offer and sale in the United States of its Dow Jones Italy Titans 30 Index Futures Contracts
• 2005-11-10CFTC Staff Letter 05-19: Exemption from Part 4 Rules for Registered CPO Offering Shares Listed on a National Securities Exchange
• 2005-11-10CFTC Staff Letter 05-22: No-Action Position for Third-Party Trading System Developer with Common Principals as Introducing Broker
• 2005-10-05CFTC Staff Letter 05-18: Division Declines to Consider Registration Exemption Request Due to Conflicting Information
• 2005-10-05CFTC Staff Letter 05-17: Denial of Request to Operate Branch Office as Separately Incorporated Entity
• 2005-08-29CFTC Staff Letter 06-04: Exemption for Composite Presentation of CTA Trading Principal Performance
• 2005-08-29CFTC Staff Letter 06-03: Exemption from Past Performance Disclosure for Employee 401(k) Commodity Pool
• 2005-08-26CFTC Staff Letter 05-16: No-Action Relief for Euronext Amsterdam LIFFE CONNECT Access in the U.S.
• 2005-08-15CFTC Staff Letter 05-15: No-Action Relief from CPO Registration for Fund with Non-Accredited Investors
• 2005-08-15CFTC Staff Letter 05-13: Simultaneous Reliance on Section 4m(3) and Rule 4.14(a)(8) Exemptions
• 2005-07-25CFTC Staff Letter 05-14: Denial of No-Action Relief from Rules 1.14 and 1.15 for FCM X
• 2005-06-28CFTC Staff Letter 05-11: No-Action on CPO Registration for Co-Manager of Commodity Pool
• 2005-06-03CFTC Letter 05-12: Denial of Request for Relief Under Rule 4.13(a)(2)
• 2005-05-20CFTC Staff Letter 05-09: No-Action Relief for FCMs Using SEC-Approved Alternative Capital Deductions
• 2005-05-16CFTC Staff Letter 05-08: No-Action Relief for TAIFEX Futures on TE and TF Indices
• 2005-04-20CFTC Staff Letter 05-07: No-Action Position on CPO and CTA Registration for Puerto Rico Investment Funds
• 2005-03-14CFTC Staff Letter 05-05: No-Action for FCMs and IBs Relying on CTAs for CIP Procedures
• 2005-03-14CFTC Staff Letter 05-06: No-Action Relief for Foreign Affiliate Executing Transactions via Internet System
• 2005-03-14CFTC No-Action Letter Regarding Osaka Securities Exchange Futures Contract on Russell/Nomura Prime Index
• 2005-02-23CFTC Staff Letter 05-10: No-Action Relief for FCMs Using SEC-Approved Market Risk Capital Deductions
• 2005-01-26CFTC Staff Letter 05-03: No-Action Relief for U.S. Futures Exchange from Default Reporting Level for 3-Year T-Notes
• 2005-01-05CFTC Staff Letter 05-01: Exemption from Manual Signature Requirement for Electronic CPO Annual Reports
• 2004-12-15CFTC Staff Letter 04-35: No-Action Relief for Winnipeg Commodity Exchange e-cbot System
• 2004-12-10CFTC Staff Letter 05-02: No-Action Relief for U.S. Affiliate of FCM to Clear Foreign Futures and Options
• 2004-10-25CFTC Staff Letter 04-31: Amendment of No-Action Relief for Eurex Deutschland Euro-Link Clearing
• 2004-10-25CFTC Staff Letter 04-33: No-Action Relief for European Energy Exchange Electronic Trading System
• 2004-10-25CFTC Staff Letter 04-32: No-Action Relief for Sydney Futures Exchange SYCOM Access
• 2004-10-22CFTC Staff Letter 04-30 (No-Action): Exemption from Rule 4.23 Books and Records Location Requirement
• 2004-10-15CFTC Staff Letter 04-28: Denial of Exemption from Associated Person Registration for CTA Solicitors
• 2004-10-01CFTC Staff Letter 04-29: No-Action on Removal of Disciplined Firm Employment from AP Registration Record
• 2004-10-01CFTC Staff Letter 04-27: No-Action Relief for Bank Service Charges on Remote Customer-Segregated Accounts
• 2004-10-01CFTC Staff Letter 04-26: No-Action Relief for Deducting Bank Fees from Customer-Segregated Accounts
• 2004-09-16CFTC Staff Letter 04-34: No-Action Position on Introducing Broker Registration for Software Vendor
• 2004-09-07CFTC Staff Letter 04-25: No-Action on IB and AP Registration for Consulting Firm
• 2004-08-30CFTC Staff Letter 04-24: No-Action Relief for S&P/MIB Index Futures and miniFutures Contracts
• 2004-08-25CFTC Staff Letter 04-23: Division Declines to Interpret Family Entities as Non-Commodity Pools
• 2004-08-17CFTC Staff Letter 04-22 (No-Action): Exemption from Rule 4.23 Books and Records Location Requirement
• 2004-08-16CFTC Staff Letter 04-21: No-Action on Reclassification of Mandatorily Redeemable Equity
• 2004-07-26CFTC Staff Letter 04-36: No-Action Relief for HedgeStreet Reporting Levels
• 2004-07-12CFTC Staff Letter 04-20: No-Action Position for Unregistered Co-General Partner of Commodity Pools
• 2004-07-12CFTC Staff Letter 04-19: No-Action for FCMs Retaining Trader Statements in PDF Format
• 2004-07-08CFTC Staff Letter 04-18: Post-Trade Allocation of Bunched Orders by Exempt CTAs
• 2004-06-02CFTC No-Action Letter 04-16: Offer and Sale of TAIFEX Futures Contracts on the TAIEX in the United States
• 2004-05-25CFTC Staff Letter 04-17: Denial of Request to Treat Principal's Mother-in-Law as QEP Under Rule 4.13(a)(4)
• 2004-04-14CFTC Staff Letter 04-13: Exempt CPOs May Admit Non-United States Persons Without Meeting Sophistication Criteria Under Rule 4.13(a)(3)
• 2004-04-13CFTC Staff Letter 04-14: No-Action Relief for Introducing Broker Registration
• 2004-04-02CFTC Staff Letter 04-12: No-Action Relief for Energy Management Firm's Commodity Trading Advice
• 2004-03-24CFTC Staff Letter 04-11: No-Action on Trust Account for DCO Segregated Funds
• 2004-03-22CFTC Staff Letter 04-15: Software Provider Not an Introducing Broker
• 2004-03-05CFTC Staff Letter 04-10: Internet-Based Risk Disclosure Non-Compliance
• 2004-02-20CFTC Staff Letter 04-09: No-Action Relief for Introducing Broker Registration
• 2004-01-28CFTC Staff Letter 04-07: Equity Capital Definition Under Rule 1.17(d)
• 2004-01-22CFTC Staff Letter 04-05: No-Action Relief for LIFFE Futures on FTSEurofirst 80 and 100 Indices
• 2004-01-22CFTC Staff Letter 04-08: No-Action for Non-US CPO/CTA Operations
• 2004-01-21CFTC Staff Letter 04-06: Segregation and Net Capital Treatment of Funds at Sentinel Management Group
• 2004-01-21CFTC No-Action Letter 04-02: SGX-DT Futures Contract on S&P CNX Nifty Index
• 2004-01-15CFTC Staff Letter 04-04: Relief from Rule 1.57(a)(1) Clearing Requirement for Guaranteed Introducing Broker Clients
• 2003-12-30CFTC Staff Letter 04-01: Intercompany Commission Payment Arrangement Between Commonly-Owned BD and FCM
• 2003-12-23CFTC Staff Letter 04-03: No-Action on NFA Forex Dealer Member Security Deposit Rule
• 2003-11-04CFTC Staff Letter 03-36: AWB (USA), Inc. Exemption for Agricultural Trade Options
• 2003-10-20CFTC Staff Letter 03-37: No-action position on Clearing Corporation stock in FCM adjusted net capital
• 2003-10-17CFTC No-Action Letter Regarding National Stock Exchange of India Limited's S&P CNX Nifty Futures Contract
• 2003-10-09CFTC Staff Letter 03-34: No-Action Position on Rule 4.13(a)(3) Exemption for Non-Accredited Investor Participant
• 2003-10-01CFTC Staff Letter 03-33: No-Action Position on CPO and CTA Registration for SEC-Registered Adviser and Puerto Rico Fund Directors
• 2003-08-25CFTC Staff Letter 03-31: Acceptability of Trust Deposit Accounts for Segregated Customer Funds
• 2003-08-13CFTC Staff Letter 03-32: Confirmation of Exemption from Rule 4.7 Reporting for Master Fund Operation
• 2003-07-25CFTC No-Action Letter 03-28: Relief from Introducing Broker Registration for Foreign Entity
• 2003-07-16CFTC Letter 03-30: Denial of Exemption from Rule 155.4(a) for Introducing Brokers Bunching Orders
• 2003-07-16CFTC Letter 03-29: Denial of Exemption from Rule 155.4(a) for Introducing Brokers
• 2003-06-18CFTC Staff Letter 03-27: EDX London Exchange Successor-in-Interest to OM London Exchange Limited
• 2003-06-03CFTC No-Action Letter 03-25: Relief from CTA Performance Disclosure Requirements
• 2003-05-30CFTC Staff Letter 03-26: CTA Registration Requirement for AP Soliciting Clients for Trading Program
• 2003-05-05CFTC Staff Letter 03-24: Exemption from Rules 4.7(b)(2) and 4.7(b)(3) Reporting for Master Fund CPO
• 2003-05-05CFTC Staff Letter 03-23: Exemption from Rules 4.7(b)(1), 4.7(b)(2) and 4.7(b)(3) for Master Fund Operation
• 2003-04-29CFTC Staff Letter 03-19: Denial of Exemption from Introducing Broker Registration
• 2003-04-17CFTC Staff Letter 03-20: Temporary No-Action Relief for Registered CPO Operating Additional Funds
• 2003-04-17CFTC Staff Letter 03-22: Exemption from Rules 4.7(b)(1), 4.7(b)(2) and 4.7(b)(3) for Master Fund Operation
• 2003-04-17CFTC Staff Letter 03-21: Exemption from Rules 4.7(b)(1), 4.7(b)(2) and 4.7(b)(3) for Master Fund CPO
• 2003-04-14CFTC Staff Letter 03-17: No-Action Relief for IPE Trading on ICE Platform
• 2003-04-07CFTC Staff Letter 03-16: No-Action Relief for Euronext Amsterdam N.V. Futures Contracts
• 2003-04-04CFTC Staff Letter 03-18: No-Action Positions for CPO and CTA Registration Regarding Non-U.S. Managed Accounts
• 2003-04-01CFTC Staff Letter 03-15: Denial of Exemption from Rule 4.35(b) Disclosure Requirements for Dual CTA Principal
• 2003-03-25CFTC Staff Letter 03-14: Exemption from Rule 4.22 Reporting for Master Fund CPO
• 2003-03-19CFTC Staff Letter 03-13: No-Action Relief for Bank Affiliate Introducing Customers to FCM
• 2003-03-10CFTC Staff Letter 03-12: Further Amendment of No-Action Relief for IPE's ICE Platform Trading Hours
• 2003-02-24CFTC Staff Letter 03-08: Amendment of No-Action Relief for IPE's ICE Platform Migration
• 2003-02-13CFTC Staff Letter 03-07: No-Action Relief for SGX-DT MSCI Japan Index Futures
• 2003-02-13CFTC Staff Letter 03-06: No-Action Relief for Osaka Securities Exchange Futures Contracts
• 2003-01-23CFTC Staff Letter 03-05: No-Action Position for State-Regulated Insurance Company CPO and CTA Registration
• 2003-01-22CFTC Staff Letter 03-11: Exemption from Rule 4.22 Reporting for Co-CPOs Operating Sub Funds
• 2003-01-14CFTC Staff Letter 03-04: No-Action Position on CTA and CPO Registration for Advisers of Japanese Investment Trusts
• 2003-01-14CFTC Staff Letter 03-09: Exemption from Rule 4.7(b)(4) Books and Records Location Requirements
• 2003-01-07CFTC Staff Letter 03-10: Exemption from Rule 4.22 Reporting for Joint Master Fund Operations
• 2002-12-24CFTC Staff Letter 03-03: No-Action Position on CPO and CTA Registration for LLC Manager
• 2002-12-23CFTC Staff Letter 03-01: No-Action Relief for Unregistered CTA Advising Insurance Company Separate Accounts
• 2002-12-23CFTC Staff Letter 03-02: No-Action Position on CPO Registration for Co-General Partner and Pool Directors Permitting QEP Participation
• 2002-11-27CFTC Staff Letter 02-115: No-Action Position on CPO Registration for Investment Adviser Managing Canadian Pension Plan
• 2002-11-22CFTC Staff Letter 02-114: No-Action Position on CTA Registration for Introducing Broker
• 2002-11-20CFTC Staff Letter 02-112: Interpretation of Customer and Proprietary Account Definitions
• 2002-11-19CFTC Staff Letter 02-113: No-Action Position on Expanding Eligible Participants in Employee Funds Under Rule 4.7
• 2002-11-14CFTC Staff Letter 02-108: Exemption from Disclosure and Reporting Requirements for Master Fund Operations
• 2002-10-30CFTC Staff Letter 02-107: No-Action on Rule 4.5 Non-Hedge Trading Limitation Request
• 2002-10-30CFTC Staff Letter 02-109 (No-Action): Exemption from Rules 4.21 and 4.22 for COP X
• 2002-10-24CFTC Staff Letter 02-111: Exemption from Rule 4.22(d) Audit Requirement for Closed Pool
• 2002-10-24CFTC Staff Letter 02-110: Extension of Time to File Annual Report for Fund Y
• 2002-10-02CFTC Staff Letter 02-104: Delivery of Monthly Statements to Foreign Currency Customers
• 2002-09-30CFTC Staff Letter 02-106: No-Action Relief for French Bank's US Branch Referring Clients to Exempt Foreign Broker
• 2002-09-25CFTC Staff Letter 02-105: Exemption from Audit Requirement for Pool Ceasing Trading
• 2002-08-29CFTC Staff Letter 02-102: Exemption from Rules 4.21 and 4.22 for CPO X
• 2002-08-28CFTC Staff Letter 02-101: Exemption from Audited Annual Report for Short-Operating Fund
• 2002-08-23CFTC Staff Letter 02-99 (No-Action): Exemption from Rules 4.7(b)(1), 4.7(b)(2) and 4.7(b)(3) for Master Fund CPO
• 2002-08-23CFTC Staff Letter 02-98: Exemption from Reporting Requirements for Master Fund Operation
• 2002-08-21CFTC Staff Letter 02-103: No-Action Position on CPO and CTA Registration for Market Makers Trading Security Futures Products
• 2002-08-21CFTC Staff Letter 02-97: Exemption from 30-Day Quarterly Reporting Deadline for CPO of 4.7 Fund of Funds Pool
• 2002-08-21CFTC Staff Letter 02-100: No-Action Position on CTA Registration for Fund Advisor
• 2002-08-13CFTC Staff Letter 02-95 (No-Action): Exemption for 4.7 Fund of Funds Pool Quarterly Reporting Deadline
• 2002-08-08CFTC Staff Letter 02-94: No-Action Position on FCM Treatment of Clearing Organization Stock
• 2002-08-05CFTC Staff Letter 02-93: Exemption from Independent Accountant Certification for Small Fund Annual Report
• 2002-08-02CFTC Staff Letter 02-92: No-Action Relief for Basis Trading Involving Eurex and LIFFE
• 2002-07-30CFTC Staff Letter 02-91: Data Service Provider Not an Introducing Broker
• 2002-07-26CFTC Staff Letter 02-96: Amendment of No-Action Relief for IPE's UK Natural Gas Contract on ICE Platform
• 2002-07-24CFTC Staff Letter 02-86: No-Action Relief for ASX Futures Exchange Pty Limited
• 2002-07-23CFTC Staff Letter 02-88: Exemption from Rules 4.21 and 4.22 for Master Fund Operations
• 2002-07-22CFTC Staff Letter 02-90: No-Action Position for Broker-Dealers and Representatives Trading Security Futures and Y
• 2002-07-11CFTC Staff Letter 02-85 (No-Action): Exemption from Reporting Requirements for Co-CPOs of Master and Feeder Funds
• 2002-07-10CFTC Staff Letter 02-84: Exemption from Books and Records Location Requirements for CPOs and CTAs
• 2002-07-03CFTC Staff Letter 02-82: Exemption from Independent Accountant Certification for Small Fund's 2001 Annual Report
• 2002-07-02CFTC Letter 02-83: Denial of CPO Registration Relief for General Partner of Limited Partnership Trading Commodity Interests
• 2002-07-01CFTC Staff Letter 02-87: No-Action Position on CPO Registration for General Partner of Offshore Pool
• 2002-06-28CFTC No-Action Letter 02-80: JSE Securities Exchange South Africa Futures Contract on FTSE/JSE 40 Top Companies Index
• 2002-06-28CFTC Staff Letter 02-81: No-Action Relief for Eurex Deutschland Futures Contract on Dow Jones Global Titans 50 Index
• 2002-06-21CFTC Staff Letter 02-79: Extension of Time to File Annual Report for Pools Y, YY, and YYY
• 2002-06-12CFTC Letter 02-77: Extension of Time to File Unaudited Annual Report for Fiscal Year Ending January 31, 2001
• 2002-06-12CFTC Staff Letter 02-76: Exemption from Audited Annual Report for Small Fund
• 2002-06-11CFTC Staff Letter 02-73 (No-Action): Exemption from Rules 4.21 and 4.22 for Co-CPOs of a Master Fund
• 2002-06-07CFTC Staff Letter 02-74: Extension of Time to File Annual Report for Commodity Pool
• 2002-06-07CFTC Staff Letter 02-75: Extension of Time to File Annual Report for Commodity Pool Operator
• 2002-06-06CFTC Staff Letter 02-69: Extension of Time to File Annual Report for Commodity Pool
• 2002-06-05CFTC No-Action Letter 02-68: Extension for CPO to File Annual Report
• 2002-06-04CFTC Staff Letter 02-65 (No-Action): Extension of Time to File Annual Report for CPO XX
• 2002-06-04CFTC Staff Letter 02-67: Extension of Time to File Annual Reports for Commodity Pool Operators
• 2002-06-04CFTC Staff Letter 02-66 (No-Action): Extension for CPO Annual Report Filing
• 2002-06-04CFTC Staff Letter 02-63 (No-Action): Extension of Time to File Annual Report
• 2002-06-04CFTC Staff Letter 02-62: Extension of Time to File Annual Report for Commodity Pool
• 2002-05-31CFTC Staff Letter 02-60: Exemption for Quarterly Reporting Timeline for Rule 4.7 Fund of Funds Pool
• 2002-05-31CFTC Staff Letter 02-61 (No-Action): Extension for CPO Annual Report Filing
• 2002-05-24CFTC Staff Letter 02-71: Exemption from Rule 4.22 Reporting for Master Fund CPO
• 2002-05-24CFTC Staff Letter 02-72: Exemption from Rule 4.22 Reporting for Master Funds with Feeder Fund Participants
• 2002-05-17CFTC Staff Letter 02-59: No-Action Relief for Power Marketer Providing Commodity Trading Advice
• 2002-05-16CFTC Letter 02-89: No-Action Position on CPO and CTA Registration for State-Regulated Insurance Company Separate Accounts
• 2002-05-16CFTC Staff Letter 02-58: Extension of Time to File Annual Reports for Pools Y and YY
• 2002-05-07CFTC Staff Letter 02-56 (No-Action): NFA Online Registration System Transition
• 2002-05-06CFTC Staff Letter 02-70: Exemption from Rule 4.23 Books and Records Location Requirements
• 2002-05-06CFTC Staff Letter 02-57: Extension of Exemption from Rule 4.22 Reporting for Affiliated CPOs Operating Investee Pools
• 2002-04-25CFTC Staff Letter 02-55: Extension of Time to File Annual Report for Pool Invested in Bankrupt Entity
• 2002-04-24CFTC Staff Letter 02-54: Extension for Filing 2001 Annual Reports
• 2002-04-15CFTC Letter 02-47: Extension to File Annual Report for Y L.P. and Z Ltd.
• 2002-04-15CFTC Staff Letter 02-48: Exemption from Independent Accountant Certification for Liquidated Funds
• 2002-04-15CFTC Letter 02-50: Extension Granted for Filing Unaudited 2001 Annual Report
• 2002-04-15CFTC Letter 02-52: Denial of Extension for Certified Annual Report and Grant of 60-Day Extension for Unaudited Report
• 2002-04-15CFTC Staff Letter 02-49: Exemption from Audited Annual Report for Small Commodity Pools
• 2002-04-15CFTC Letter 02-53: Denial of Extended Filing Deadline for Audited Report and Grant of 60-Day Extension for Unaudited Report
• 2002-04-15CFTC Letter 02-46: Extension of Time to File 2001 Annual Report for X Corporation
• 2002-04-15CFTC Letter 02-51: Extension of Time to File 2001 Annual Report for Commodity Pool Operator
• 2002-04-10CFTC Staff Letter 02-41 (No-Action): Exemption from Annual Report Filing for Pool in Liquidation
• 2002-04-10CFTC Staff Letter 02-42: 30-Day Extension for Y Ltd. Annual Report Due to Good Faith Error
• 2002-04-09CFTC Staff Letter 02-39: Extension of Time to File Annual Reports for Y LLC and Z Limited
• 2002-04-09CFTC Letter 02-40: Exemption from Audited Report for The Y. Trust
• 2002-04-09CFTC Staff Letter 02-44: No-Action Position for CTA Registration of Interactive Website Operators Serving ECPs
• 2002-04-05CFTC Staff Letter 02-36: Extension of Time to File Annual Reports for Y Fund and Z
• 2002-04-05CFTC Letter 02-37: Extension of Time to File Annual Reports for Y Fund Combined and Related Funds
• 2002-04-04CFTC Staff Letter 02-34: Exemption from Annual Report for Fund Fiscal Year Ending December 31, 2001
• 2002-04-04CFTC Staff Letter 02-31: Extension of Time to File Audited Report for The X, Ltd.
• 2002-04-04CFTC Staff Letter 02-43: No-Action on Principal Status for Employee with Limited Check-Signing Privileges
• 2002-04-04CFTC Letter 02-35: Exemption from Audited Annual Report for Small Fund
• 2002-04-04CFTC Staff Letter 02-30 (No-Action): Extension of Time to File Audited Annual Report
• 2002-04-02CFTC No-Action Letter 02-38: Eurex Deutschland futures on Dow Jones STOXX 600 and EURO STOXX Banking Sector Indices
• 2002-03-27CFTC Staff Letter 02-32: Extension of Time to File 2001 Annual Report for Fund of Fund Pool
• 2002-03-27CFTC Letter 02-33: Extension of Time to File Annual Reports for Partnerships
• 2002-03-25CFTC Letter 02-28: Exemption from Annual Report Requirements for Pool Fiscal Year Ending December 31, 2001
• 2002-03-21CFTC Staff Letter 02-27: Exemption from Registration for Individual Traders and Executing Brokerage Firms
• 2002-03-13CFTC Staff Letter 02-25: Exemption from Audit Requirement for CPO Pool Capitalized in December 2001
• 2002-03-08CFTC Staff Letter 02-29: No-Action Relief for MEFF S/MART Access in the United States
• 2002-03-08CFTC Letter No. 02-23: Exemption from Rule 4.22(d) Audit Requirement for Fund Fiscal Year 2001
• 2002-03-05CFTC Letter No. 02-19: Extension of Time to File Annual Report for CPO X
• 2002-03-05CFTC Staff Letter 02-18: Exemption for Single Final Annual Report for Terminated Pools
• 2002-03-05CFTC Staff Letter 02-26: Exemption from Rules 4.21 and 4.22 for Master Fund CPO
• 2002-03-01CFTC Staff Letter 02-21: No-Action Position on CPO Registration for Co-General Partners
• 2002-02-27CFTC Staff Letter 02-14: Exemption for 4.7 Fund of Funds Pool Quarterly Reporting Timeline
• 2002-02-27CFTC Staff Letter 02-15: Exemption for 4.7 Fund of Funds Pool Quarterly Reporting Deadline
• 2002-02-27CFTC Staff Letter 02-24: No-Action Relief for Bourse de Montreal's SAM System Access by US Participants
• 2002-02-27CFTC Staff Letter 02-13: Exemption from 30-Day Quarterly Reporting Deadline for CPO of The Y