Commodity Futures Trading Commission

2,362 documents, newest first — showing 1,201–1,400.

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• 2012-09-11Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants
• 2012-09-05Amendments to Commodity Pool Operator and Commodity Trading Advisor Regulations Resulting From the Dodd-Frank Act
• 2012-08-28Registration of Intermediaries
• 2012-08-21Clearing Exemption for Swaps Between Certain Affiliated Entities
• 2012-08-16CFTC Staff Letter 12-07: Interpretation of Unfilled Anticipated Requirements for Bona Fide Hedging
• 2012-08-14CFTC Staff Letter 12-06: Temporary No-Action Relief for Trade Option Exemption Compliance
• 2012-08-13Real-Time Public Reporting of Swap Transaction Data; Correction
• 2012-08-13Further Definition of Swap, Security-Based Swap, and Security-Based Swap Agreement; Mixed Swaps; Security-Based Swap Agreement Recordkeeping
• 2012-08-07Clearing Requirement Determination Under Section 2(h) of the CEA
• 2012-07-30Swap Transaction Compliance and Implementation Schedule: Clearing Requirement Under Section 2(h) of the CEA
• 2012-07-26Ownership and Control Reports, Forms 102/102S, 40/40S, and 71
• 2012-07-26Account Ownership and Control Report; Withdrawal
• 2012-07-24CFTC Staff Letter 12-05: Temporary Relief from Aggregation Requirements for Position Limits
• 2012-07-17CFTC Staff Letter 12-04: Temporary No-Action Relief for Non-Clearing Member Swap Dealers from Large Swaps Trader Reporting Requirements
• 2012-07-17Clearing Exemption for Certain Swaps Entered Into by Cooperatives
• 2012-07-12Cross-Border Application of Certain Swaps Provisions of the Commodity Exchange Act
• 2012-07-12Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
• 2012-07-12Exemptive Order Regarding Compliance With Certain Swap Regulations
• 2012-07-10CFTC Staff Letter 12-03: No-Action Relief from Rescission of Regulation 4.13(a)(4) and Amendments to Regulation 4.5
• 2012-07-02CFTC Staff Letter 12-02: Temporary No-Action Relief for Clearing Members from Ownership-Level Reporting Requirements of § 20.4
• 2012-06-27Rules Prohibiting the Aggregation of Orders To Satisfy Minimum Block Sizes or Cap Size Requirements, and Establishing Eligibility Requirements for Parties to Block Trades
• 2012-06-15Dual and Multiple Associations of Persons Associated With Swap Dealers, Major Swap Participants and Other Commission Registrants
• 2012-06-04CFTC Staff Letter 12-73: No-Action Relief for OCC Waiver of Clearing Member Requirements
• 2012-06-01CFTC Staff Letter 12-26: No-Action Relief for FCMs and IBs Regarding Regulation 1.71 Compliance
• 2012-05-30Commodity Futures Trading Commission: Aggregation and Position Limits for Futures and Swaps
• 2012-05-16Second Amendment to July 14, 2011 Order for Swap Regulation
• 2012-05-07Swap Data Repositories: Interpretative Statement Regarding the Confidentiality and Indemnification Provisions of Section 21(d) of the Commodity Exchange Act
• 2012-03-15Procedures To Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades
• 2012-03-06Identity Theft Red Flags Rules
• 2012-02-27CFTC Staff Letter 12-01: Performance Disclosure Period for Forex CTAs
• 2012-02-24Harmonization of Compliance Obligations for Registered Investment Companies Required To Register as Commodity Pool Operators
• 2012-02-14Prohibitions and Restrictions on Proprietary Trading and Certain Interests in Hedge Funds and Covered Funds
• 2011-12-19CFTC Staff Letter 11-09: No-Action Relief for Certain Dodd-Frank Act Provisions
• 2011-12-14Process for a Designated Contract Market or Swap Execution Facility To Make a Swap Available To Trade
• 2011-11-16CFTC Staff Letter 11-08: No-Action Relief for NGX Clearing Members Regarding Swap Position Reporting
• 2011-10-25Effective Date for Swap Regulation
• 2011-10-24CFTC Staff Letter 11-07: No-Action Relief for Taiwan Futures Exchange GTEX Futures Contract
• 2011-09-20Swap Transaction Compliance and Implementation Schedule: Trading Documentation and Margining Requirements Under Section 4s of the CEA
• 2011-09-20Swap Transaction Compliance and Implementation Schedule: Clearing and Trade Execution Requirements under Section 2(h) of the CEA
• 2011-08-31CFTC Staff Letter 11-06: No-Action Relief for Euronext Brussels BEL 20 Index Futures
• 2011-08-05Customer Clearing Documentation and Timing of Acceptance for Clearing; Correction
• 2011-08-05CFTC Staff Letter 11-05: Guidance on Fully Collateralized Contracts Cleared by FCM Members of Nadex
• 2011-08-01Clearing Member Risk Management
• 2011-08-01Customer Clearing Documentation and Timing of Acceptance for Clearing
• 2011-07-14CFTC Staff Letter 11-04: No-Action Relief for DCIO and DMO Provisions Effective July 16, 2011
• 2011-06-28CFTC Staff Letter 11-03: No-Action Relief for Bursa Malaysia Derivatives Berhad KLCI Futures Contract
• 2011-06-01CFTC Staff Letter 11-02: No-Action Relief for Osaka Securities Exchange Direct Access
• 2011-03-22CFTC Staff Letter 11-01: No-Action Relief for General Partners of Commodity Pools from CPO Registration
• 2010-11-17CFTC Staff Letter 10-37: Exemption from Books and Records Location Requirements for CPO/CTA
• 2010-10-25CFTC Staff Letter 10-36: Registered Introducing Broker Not Required to Register as Commodity Trading Advisor for Automated Forex Service
• 2010-09-27Withdrawal of No-Action Relief for Securities Broker-Dealers Selling Certain Futures Contracts
• 2010-09-21CFTC Staff Letter 10-34: No-Action Relief from CPO Registration for General Partner
• 2010-09-21CFTC Staff Letter 10-33: No-Action Relief from CPO Registration for General Partner of a Commodity Pool
• 2010-08-17CFTC Staff Letter 10-32: No-Action Relief for Turkish Derivatives Exchange ISE-30 Futures Contract
• 2010-07-27CFTC Staff Letter 10-26: No-Action Relief for ICE Regarding SPDC Compliance Deadlines
• 2010-07-20CFTC Staff Letter 10-28: Exemption from Certified Annual Report for Pool A
• 2010-06-30CFTC Staff Letter 10-29: Exemption from Disclosure Document Requirements for Series LLCs
• 2010-06-29CFTC Staff Letter 10-30: Denial of Extension for Pool's 2009 Annual Report Filing
• 2010-06-28CFTC Staff Letter 10-24: Exemption from Part 4 Regulations for Commodity Pools Listed on National Securities Exchanges
• 2010-06-25CFTC Staff Letter 10-25: Family Investment Entities Are Not Commodity Pools
• 2010-06-15CFTC Staff Letter 10-27: Denial of Extension for Filing 2009 Annual Reports
• 2010-06-07CFTC Staff Letter 10-31: Exemption from Certification Requirement for Pool Y's Final Annual Report
• 2010-06-07CFTC Staff Letter 10-23: Exemption from Part 4 Disclosure, Reporting, and Recordkeeping Requirements for Exchange-Listed Commodity Pool Units
• 2010-06-03CFTC Staff Letter 10-21: Interpretation of Regulation 1.25 Regarding SEC Rule 22e-3
• 2010-06-03CFTC Staff Letter 10-22: Exemption from Disclosure, Reporting, and Recordkeeping Requirements for Registered CPOs Operating Exchange-Listed Commodity Pools
• 2010-05-11CFTC Staff Letter 10-20: No-Action Relief for International Maritime Exchange ASA
• 2010-05-05CFTC Staff Letter 10-19: No-Action Relief from CPO Registration for General Partner
• 2010-04-12CFTC Staff Letter 10-18 (Exemption): Relief from Certified Annual Report Requirements for Commodity Pool Y
• 2010-04-06CFTC Staff Letter 10-17: Exemption for 14-Month Annual Report Filing Period
• 2010-03-31CFTC Staff Letter 10-16: Exemption for 14-Month Annual Report Filing Period
• 2010-03-31CFTC Staff Letter 10-15: Exemption for CPO of Commodity Pool Y to File 15-Month Annual Report
• 2010-03-29CFTC Staff Letter 10-13: Exemption from Certified Annual Report for Commodity Pool Y
• 2010-03-29CFTC Staff Letter 10-06: No-Action and Exemption for Independent Trustees and CPO of Exchange-Traded Commodity Pool
• 2010-03-29CFTC Staff Letter 10-14: Exemption for CPO of Commodity Pool to File 15-Month Annual Report
• 2010-03-23CFTC Staff Letter 10-12 (Exemption): Relief from Certified Annual Report Filing for Commodity Pool Y
• 2010-03-16CFTC Staff Letter 10-05 (No-Action): Denial of Request for Relief from Customer Account Identifier Requirements for Introducing Brokers
• 2010-03-10CFTC Staff Letter 10-11: Exemption for 16-Month Uncertified Annual Report
• 2010-03-05CFTC Staff Letter 10-10: Exemption for CPO of Commodity Pool Y to File 15-Month Annual Report
• 2010-02-25CFTC Staff Letter 10-09: Exemption from Certified Annual Report Requirements for Commodity Pool Y
• 2010-02-23CFTC Staff Letter 10-08 (Exemption): Relief from Certified Annual Report Requirements for Commodity Pool Y
• 2010-02-23CFTC Staff Letter 10-02: Exemption from Certified Annual Report for Proprietary Commodity Pool
• 2010-02-01CFTC Staff Letter 10-04: No-Action Position on IB Registration for Foreign Branches of US Banks Referring to Affiliated FCMs
• 2010-01-22CFTC Staff Letter 10-01: Permitted Investments in FDIC-Guaranteed Corporate Debt Securities
• 2010-01-07CFTC Staff Letter 10-07: Exemption from Certified Annual Report Requirement for Commodity Pool
• 2009-12-23CFTC No-Action Relief for SGX-DT Mini Nikkei 225 Futures Contract Offer and Sale in the U.S.
• 2009-12-18CFTC Staff Letter 10-03: No-Action Relief from CPO Registration for General Partners
• 2009-11-09CFTC Staff Letter 09-47: No-Action Relief for Tokyo Stock Exchange Mini Futures and Futures Contracts on TOPIX, TOPIX Core30, and TSE REIT Indices
• 2009-10-20CFTC Staff Letter 09-46: Family Partnership Not a Commodity Pool
• 2009-08-26CFTC No-Action Relief for BM&F Bovespa Ibovespa Index Futures Contracts
• 2009-08-21CFTC Staff Letter 09-45: No-Action Relief from CPO Registration for General Partner
• 2009-08-21CFTC Staff Letter 09-44: No-Action Relief from CPO Registration for General Partner
• 2009-08-20CFTC Staff Letter 09-37 (No-Action): Amendment to No-Action Relief for ICE Futures Europe Linked Contracts
• 2009-08-03CFTC Staff Letter 09-36: Charitable Foundation Trading Commodity Interests
• 2009-07-30CFTC Staff Letter 09-41: Exemption for Use of IFRS in Commodity Pool Financial Statements
• 2009-07-30CFTC Staff Letter 09-38: Exemption from Regulation 4.7(b)(3) Annual Report Filing Deadline
• 2009-07-30CFTC Staff Letter 09-39: No-Action and Exemption for Trustee, CPO, and CTA of Exchange-Traded Fund
• 2009-07-30CFTC Staff Letter 09-40: Exemption for Use of IFRS in Commodity Pool Financial Statements
• 2009-07-29CFTC Staff Letter 09-42: Exemption for Use of UK GAAP in Commodity Pool Financial Statements
• 2009-07-08CFTC Staff Letter 09-28: Exemption Allowing Use of IFRS for Commodity Pool Financial Statements
• 2009-07-08CFTC Staff Letter 09-35: Exemption from Part 4 Reporting for CPO of Bankrupt Commodity Pool
• 2009-07-01CFTC Staff Letter 09-30: Exemption Allowing Use of IFRS for Commodity Pool Financial Statements
• 2009-07-01CFTC Staff Letter 09-29: Exemption for CPO to Use IFRS in Lieu of US GAAP
• 2009-06-26CFTC Staff Letter 09-32: Denial of Extension for Filing 2008 Annual Reports
• 2009-06-26CFTC Staff Letter 09-33: Exemption from Annual Report Filing for Master-Feeder Pools
• 2009-06-26CFTC Staff Letter 09-34: Exemption from Certification Requirement for Final Annual Report
• 2009-06-25CFTC Staff Letter 09-27: CTA Definition and Registration for SEC-Registered Investment Advisers
• 2009-06-22CFTC Staff Letter 09-31: Exemption for 15-Month Annual Report Filing Period
• 2009-06-16CFTC Staff Letter 09-09: Exemption from Regulation 4.22(c) Annual Report Filing for Pool X
• 2009-05-28CFTC Staff Letter 09-07: Exemption from Part 4 Reporting for Commodity Pool with Illiquid Bankruptcy Assets
• 2009-05-21CFTC Staff Letter 09-02: No-Action Relief for General Partner of Commodity Pool from CPO Registration
• 2009-05-21CFTC Staff Letter 09-03: No-Action Relief from CPO Registration for General Partner
• 2009-05-20CFTC Staff Letter 09-11 (Exemption): Use of IFRS in lieu of US GAAP for Commodity Pools
• 2009-05-19CFTC Staff Letter 09-10: Exemption for CPO of Commodity Pool Under Regulation 4.12 Regarding Liquidation Reporting
• 2009-04-29CFTC Staff Letter 09-06 (Exemption): Acceptance of Annual Report as Final Liquidation Report for Illiquid Positions
• 2009-04-27CFTC Staff Letter 09-08: Exemption from Part 4 Reporting for CPO with Frozen Bankruptcy Assets
• 2009-04-27CFTC Staff Letter 09-05: Exemption for Final Annual Report Period for a Commodity Pool
• 2009-04-22CFTC Staff Letter 09-15 (Exemption): Use of IFRS in lieu of US GAAP for Offshore Commodity Pools
• 2009-04-16CFTC Staff Letter 09-12: Exemption Allowing Use of IFRS for Commodity Pool Financial Statements
• 2009-04-13CFTC Staff Letter 09-26: Exemption for Use of IFRS in Commodity Pool Financial Statements
• 2009-04-09CFTC Exemption from Annual Report Certification for Commodity Pool A
• 2009-03-27CFTC Staff Letter 09-23: Exemption from Certification of Annual Report for Commodity Pool A
• 2009-03-26CFTC Staff Letter 09-04: Exemption for CPO of Pool with Illiquid Assets from Final Liquidation Report Deadline
• 2009-03-18CFTC Staff Letter 09-21: Exemption from Certification of Annual Report for Commodity Pool A
• 2009-03-17CFTC Staff Letter 09-18: Exemption for Use of IFRS in Lieu of US GAAP
• 2009-03-13CFTC Staff Letter 09-17: Exemption from Annual Report Certification for Commodity Pool
• 2009-03-11CFTC Staff Letter 09-24: Exemption from Certification of Annual Report for Liquidated Commodity Pool
• 2009-03-02CFTC Staff Letter 09-25: Exemption from Annual Report Certification for Pool with No Participants
• 2009-02-25CFTC Staff Letter 09-20: Exemption from Certification of Annual Report for Commodity Pool
• 2009-02-25CFTC Staff Letter 09-19: Exemption from Annual Report Certification for Pool A
• 2009-02-17CFTC Staff Letter 09-14: Exemption from Certified Annual Report for Proprietary Commodity Pool
• 2009-01-29CFTC Staff Letter 09-13: Exemption Allowing Use of IFRS for Commodity Pool Financial Statements
• 2009-01-16CFTC Staff Letter 09-01: No-Action Relief for HKFE Mini Futures on HSI and HSCEI
• 2008-12-05CFTC Staff Letter 08-21: No-Action Relief for BNP Paribas and Fortis Bank Regarding Position Aggregation
• 2008-11-26CFTC Staff Letter 08-20: No-Action Relief for Korea Exchange KOSPI 200 Futures Contract Offer and Sale in the United States
• 2008-11-26CFTC Staff Letter 08-19: No-Action Relief for Thailand Futures Exchange SET50 Index Futures Contract
• 2008-09-26CFTC Staff Letter 08-18: No-Action Relief for BM&F Bovespa GTS Direct Access
• 2008-09-24CFTC Staff Letter 08-17: Guidance on Reporting Investments in Reserve Primary Fund
• 2008-09-03CFTC Staff Letter 08-16: Exemption from Regulations 4.21, 4.22, and 4.23 for Commodity Pool Operators Listing Shares on National Securities Exchanges
• 2008-08-29CFTC Staff Letter 09-16: Exemption from Final Annual Report Due Date for CPO of Master and Feeder Funds
• 2008-08-20CFTC Staff Letter 08-14: No-Action Relief for Nord Pool ASA's Electronic Trading System and API
• 2008-08-20CFTC Staff Letter 08-15: Exemption from Disclosure, Reporting, and Recordkeeping Requirements for Exchange-Listed Commodity Pools
• 2008-08-18CFTC Staff Letter 08-13: No-Action Relief for Eurex Deutschland Futures Contracts on SLI, SMIM, Select Dividend 30, and TecDAX Indices
• 2008-07-10CFTC Staff Letter 08-11: No-Action Relief for Euronext Paris SA Futures Contracts on FTSE EPRA/NAREIT Indices
• 2008-07-10CFTC Staff Letter 08-12: Software Vendor Not an Introducing Broker
• 2008-07-03CFTC Staff Letter 08-10: Amendment to No-Action Relief for Dubai Mercantile Exchange Linked Contracts
• 2008-06-17CFTC Staff Letter 08-09: Amendment to No-Action Relief for ICE Futures Europe
• 2008-05-21CFTC Staff Letter 08-08: Interpretation of Regulation 1.57(a)(1) for Introducing Brokers
• 2008-04-04CFTC Staff Letter 08-07: Technology Service Provider Not an Introducing Broker
• 2008-04-01CFTC Staff Letter 08-06: No-Action Relief for TAIFEX Futures Contract on XIF
• 2008-03-06CFTC Staff Letter 08-05: No-Action Relief for Eurex Deutschland's RDXxt USD-RDX Extended Index Futures Contract
• 2008-02-26CFTC Staff Letter 08-04: Exemption from Books and Records Location Requirements for Registered CPOs
• 2008-02-06CFTC Staff Letter 08-03: No-Action Relief for Eurex Deutschland Futures Contracts on Eight Security Indices
• 2008-01-29CFTC Staff Letter 08-02: Exemption from Part 4 Regulations for Listed Commodity Pools
• 2008-01-11CFTC Staff Letter 08-01: Exemption from Disclosure, Reporting, and Recordkeeping Requirements for Exchange-Traded Fund
• 2007-12-11CFTC Staff Letter 07-24: No-Action on Segregation Notice for Non-Compliant Customer Fund Investments
• 2007-11-13CFTC Staff Letter 07-21: No-Action Relief for OMX Stockholm VINX30 Futures Contract
• 2007-11-08CFTC Staff Letter 07-23: No-Action Relief for Foreign Affiliates of U.S. FCMs Acting as Introducing Brokers
• 2007-11-07CFTC Staff Letter 07-22: Multi-columnar Financial Statements for Delaware Statutory Trust Commodity Pool Series
• 2007-10-18CFTC Staff Letter 07-20: No-Action Relief for Foreign Affiliates of U.S. FCMs Acting as Introducing Brokers
• 2007-09-13CFTC Staff Letter 07-18: No-Action Position on CPO Registration for Commodity Pool General Partner
• 2007-09-13CFTC Staff Letter 07-19: No-Action Position on CPO Registration for Commodity Pool General Partner
• 2007-08-23CFTC Staff Letter 07-15: No-Action Relief from Regulation 1.65(a) Customer Consent for Account Transfers
• 2007-08-21CFTC Staff Letter 07-16: No-Action Relief for Foreign Affiliate Introducing Institutional US Customers
• 2007-08-21CFTC Staff Letter 07-17: No-Action Relief for Foreign Affiliate Introducing Institutional US Customers
• 2007-07-18CFTC Staff Letter 07-14: No-Action Interpretation for FCM Electronic Account Statements Under Regulation 1.33
• 2007-07-12CFTC Staff Letter 07-12: Exemption from QEP Criteria for Regulation 4.7 Pool Participants
• 2007-06-25CFTC Staff Letter 07-10: No-Action on Per-Trade Compensation to CTA Firms of IB Associated Persons
• 2007-06-18CFTC Staff Letter 07-11: No-Action Relief for Eurex Deutschland's Dow Jones STOXX 600 and Mid 200 Index Futures
• 2007-06-12CFTC Staff Letter 07-13: Exemption from Regulation 155.3(c)(3) for FCMs Using Electronic Access
• 2007-06-01CFTC Staff Letter 07-09: Denial of Request for Reconsideration of Conditions for Relief
• 2007-05-30CFTC Staff Letter 07-08: No-Action Relief for Foreign Affiliate Introducing Institutional US Customers
• 2007-05-24CFTC Staff Letter 07-06: No-Action Relief for Dubai Mercantile Exchange Direct Access
• 2007-05-24CFTC Staff Letter 07-07: No-Action Relief for SGX-DT U.S. Dollar Nikkei 225 Futures
• 2007-04-26CFTC Staff Letter 07-05: No-Action Relief for Foreign Affiliates Introducing Institutional US Customers to US FCMs
• 2007-04-17CFTC Staff Letter 07-04: Confirmation of No-Action Relief for SSE's OMXS30 Futures Contract
• 2007-03-06CFTC Staff Letter 07-02: No-Action Relief for Tokyo Financial Exchange Inc. Direct Access
• 2007-03-05CFTC Staff Letter 07-03: No-Action Relief Extended to Euronext Paris FTSEurofirst Index Futures
• 2007-02-13CFTC Staff Letter 07-01: No-Action Relief for CTA Withdrawal of Registration
• 2006-10-24CFTC Staff Letter 06-29: Software Vendor Not an Introducing Broker
• 2006-10-11CFTC Staff Letter 06-28: No-Action Relief for TAIFEX MSCI Taiwan Index Futures Contract Offer and Sale in the U.S.
• 2006-09-29CFTC Staff Letter 06-24: Amendment of No-Action Relief for Euronext Paris N.V.
• 2006-09-29CFTC Staff Letter 06-25: Amendment to No-Action Relief for LIFFE CONNECT Access by CPOs and CTAs
• 2006-09-28CFTC Staff Letter 06-23: No-Action Relief for MexDer Electronic Trading Systems
• 2006-09-26CFTC Staff Letter 06-26: Exemption from CPO Disclosure, Recordkeeping, and Reporting Requirements
• 2006-09-26CFTC Staff Letter 06-27: Exemption from Part 4 Disclosure, Recordkeeping, and Reporting Requirements for Exchange-Traded Funds
• 2006-09-26CFTC Staff Letter 06-22: No-Action Relief for HKFE Futures Contracts on FTSE/Xinhua China 25 and Hang Seng China Enterprises Indices
• 2006-09-22CFTC Staff Letter 06-21: Modification of No-Action Relief for Singapore Exchange Limited
• 2006-09-07CFTC Staff Letter 06-20: No-Action Relief for Institutional Customers Trading Certain Index Futures
• 2006-09-06CFTC Staff Letter 06-19: No-Action Relief for Speculative Position Limits on Soybean and Wheat Futures
• 2006-08-24CFTC Staff Letter 06-18: No-Action Relief for MexDer's IPC Index Futures Contract
• 2006-08-08CFTC Staff Letter 06-17: No-Action Relief for SFE 1-Day Option Contract on CBOT Mini-Sized Dow Futures
• 2006-07-12CFTC Staff Letter 06-15: Exemption from Disclosure, Reporting, and Recordkeeping Requirements for Registered CPO
• 2006-07-10CFTC Staff Letter 06-14: No-Action Relief for Osaka Securities Exchange Co. Ltd. Mini Futures Contract on Nikkei 225
• 2006-07-07CFTC Staff Letter 06-16: Exemptive Relief for Registered CPO and CTA of an Exchange-Traded Fund
• 2006-06-15CFTC Staff Letter 06-12: No-Action Relief from CPO Registration for Co-General Partner
• 2006-06-14CFTC Staff Letter 06-11: No-Action Request for Bombay Stock Exchange Limited's Sensex Futures Contract
• 2006-05-17CFTC Staff Letter 06-10: Confirmation of Compliance with Regulation 166.4 for Branch Office Operations
• 2006-05-05CFTC Staff Letter 06-09: No-Action Relief for Speculative Position Limits on Corn and Wheat Futures
• 2006-04-21CFTC Staff Letter 06-08: Amendment of No-Action Relief for Eurex Deutschland
• 2006-03-31CFTC Staff Letter 06-13 (No-Action): Exemption for CPO Annual Reports for Funds in Liquidation